- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is committed to providing fair ... experienced and strategic Senior Conflict Manager to join our Compliance Control Room. This role is critical in managing...and other business units within TD Securities and TD Bank as needed + Oversee the design, implementation, and… more
- TD Bank (San Francisco, CA)
- …Francisco, California, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to providing ... this role. **Job Description:** We are seeking a VP Compliance professional to join our TD Securities US Control...+ Review and escalate conflict checks for the Investment Bank . + Participate in regulatory exams and work with… more
- NBT Bank (Rochester, NY)
- Pay Range: $26.66 - $39.10 The Compliance Specialist II is directly responsible for preparing increasingly complex compliance and government filings within ... following department procedures to ensure accuracy and quality of deliverables. Review compliance and government filings of other team members within company service… more
- City National Bank (New York, NY)
- …- Investment Analytics and Trade Monitoring will establish and develop the Compliance Trade Oversight Program by leading, configuring, and overseeing the design, ... implementation and administration of the compliance rules engine within the Order Management System/Portfolio Management System to mitigate the regulatory,… more
- Newtown Savings Bank (Newtown, CT)
- Location: Newtown, CT Newtown Savings Bank is seeking an organized, detail-oriented, multi-tasker to join our Loan Servicing Department as a Residential Lending ... Compliance Specialist. This position is responsible for ensuring the Bank adherence to the Home Mortgage Disclosure Act (HMDA) and Community Reinvestment Act… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …the Bank and effectively manage expectations of leadership. #LI-GM1 Compliance Officer II-Commercial Payments At Fifth Third, we understand the importance of ... ready to take the next step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: Helps lead in the identification and assessment of risks to evaluate… more
- Mizuho Corporate Bank (New York, NY)
- …is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The primary responsibilities...members to ensure ACBD1 remains fully compliant with the bank 's internal policies and procedures. + Supporting the Unit… more
- MUFG (Irving, TX)
- …this individual will support in the oversight and continuous enhancement of the Bank 's Global Sanctions Compliance Program. The GSCD Program is responsible for ... advising on regulatory/ bank policy matters, driving implementation of global sanctions controls..._Sanctions Controls_ + Sanctions list management. + Providing sanctions compliance leadership and expertise to technology stakeholders on a… more
- TD Bank (New York, NY)
- …New York, New York, United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $180,000 - $225,000 USD TD is committed to providing fair ... specific details for this role. **Job Description:** The Director Compliance TDS oversees/leads a team(s) of specialists/professionals providing advice, guidance… more
- First Horizon Bank (Memphis, TN)
- …of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal ... laws and regulations related to Consumer, Trust, and Commercial Compliance to be leveraged as part of other testing...all customer transactions and information, including that of other bank personnel. + Using sound judgement when communicating and… more