- M&T Bank (Getzville, NY)
- …EEM) team, associate will develop implement and execute various operational risk/ compliance -related initiatives at the business line level, to include production of ... to develop and implement appropriate policies and procedures to ensure compliance with the regulations/requirements. + Manage External Exam Management weekly/monthly… more
- UMB Bank (Kansas City, MO)
- … Compliance Management System, with an emphasis on the bank 's fiduciary activities relating to both wealth management and corporate-institutional business. ... **Corporate Compliance Services** partners with UMB management in its...with UMB management in its obligation to effectively manage compliance and related risks within the UMB family of… more
- Mizuho Corporate Bank (New York, NY)
- As the Vice President of Compliance AI Initiatives, you will play a pivotal role in shaping the future of AI risk management and compliance within our ... Department. You will oversee AI initiatives within the Compliance Department and work collaboratively with various Line of...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Mizuho Corporate Bank (New York, NY)
- Join Mizuho as a Business Analyst IT for Compliance Technology! In this role you will bridge business needs and IT solutions within the compliance field. This ... technology solutions, and ensuring effective implementation and maintenance of compliance systems. The ideal candidate will collaborate with stakeholders to… more
- Mizuho Corporate Bank (New York, NY)
- Join the Mizuho team! As the Director of Compliance Technology Modernization, you will be at the helm of a transformative journey-redefining how compliance is ... is a rare opportunity to lead the modernization of mission-critical compliance screening platforms, transitioning legacy systems into agile, cloud-native solutions… more
- M&T Bank (Buffalo, NY)
- …their skills and experience. Other Responsibilities + Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards ... + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely implementation of… more
- M&T Bank (Wilmington, DE)
- …and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as applicable) on assigned audit activities. ... clearly identify risk and root cause. Communicate findings to Bank management in a timely fashion. + Partner with...an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- Santander US (Miami, FL)
- …auditors, departments and managers. * Provide functional and analytical support for the bank 's Governance Risk and Compliance and BCM tools and applications. ... Management (IRM) that comply with applicable regulations and identify milestones and compliance dates. * Report and monitor conformance and delivery against project… more
- First Horizon Bank (New Orleans, LA)
- …and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design adequacy in complex ... related auditing experience Relevant financial services industry knowledge (Regulatory Compliance , Operations) Excellent oral and written communication skills Ability… more
- Santander US (Freehold, NJ)
- …sales and revenue goals as defined on a quarterly basis. * Maintain compliance with all applicable bank , broker/dealer, State and Federal regulations associated ... Maintain required professional training and license requirements, including knowledge of FINRA compliance , FDIC compliance , the Bank 's uninsured Products… more