- Huntington National Bank (Indianapolis, IN)
- …executive on mortgage loans. + Achieves management objectives for profit, volume, quality, compliance , bank cross sells, etc. + Coaches; counsels; develops work ... schedules. + Establishes/communicates group strategy. + Adheres to bank policies and procedures and complies with legal and...to ensure risks are measured, monitored and controlled and compliance requirements are adhered to on an on-going basis.… more
- Huntington National Bank (Minnetonka, MN)
- …Duties & Responsibilities: + Achieves management objectives for profit, volume, quality, compliance , bank cross sell, etc + Coaches, counsels, develops work ... schedules + Establishes/communicates group strategy + Adheres to bank policies and procedures and complies with legal and...to ensure risks are measured, monitored and controlled and compliance requirements are adhered to on an on-going basis… more
- First National Bank of Omaha (Omaha, NE)
- …or issues that may impact client satisfaction or business outcomes. + Ensure compliance with Bank 's risk, controls, compliance policies, procedures, and ... regulatory requirements as well as contractual obligations in all client interactions and transactions. Professional Development + Stay abreast of industry trends, market developments, and best practices in sales. + Seek opportunities for professional… more
- Guidehouse (New York, NY)
- …within financial services or banking technology environments + Operational risk and/or big bank compliance (first or second line of defense) + Banking ... regulations, compliance , and risk management requirements + Risk and controls...and controls current state assessments (including process mapping) + Compliance and risk assessment processes (1LOD, 2LOD, Control Management)… more
- Guidehouse (Mclean, VA)
- …consulting in one or more of the following areas: + Operational risk and/or big bank compliance (first or second line of defense) + Banking regulations, ... compliance , and risk management requirements + Risk and controls...roles-preferably within financial services or banking technology environments + Compliance and risk assessment processes for large banks, ensuring… more
- Galileo Financial Technologies, LLC (Sandy, TX)
- …knowledge of BSA/AML, OFAC, KYV/KYB, and consumer protection regulations + Experience with bank partnership compliance + Experience reviewing bank and vendor ... with superior fraud detection, security, decision-making analytics and regulatory compliance functionality combined with customized, responsive and flexible programs… more
- Vanguard (Malvern, PA)
- …and ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard Funds and affiliated US ... and implement the strategic vision for Vanguard's financial crimes compliance program in the US Lead and mentor a...in the US Lead and mentor a team of compliance professionals, fostering a culture of excellence, continuous improvevment… more
- Columbia Bank (Phoenix, AZ)
- …The AML Operations Analyst role is to support the operational aspects of the Bank 's AML, BSA and sanctions compliance program, managed by the Financial ... When necessary, assist with the account closure process. + Demonstrates compliance with all bank regulations for assigned job function and applies to designated… more
- Columbia Bank (Greenwood Village, CO)
- …groups to support the Internal Audit strategic vision and priorities. + Demonstrates compliance with all bank regulations for assigned job function and applies ... date on industry and regulation changes. + Follows all Bank policies and procedures, compliance regulations, and...+ Follows all Bank policies and procedures, compliance regulations, and completes all required annual or job-specific… more
- Bank of America (Charlotte, NC)
- …reviews all of Bank of America's customers and transactions to ensure compliance with Bank of America's Economic Sanctions Program. SSCoE serves BAML's eight ... all of Bank of America's customers and transactions to ensure compliance with Bank of America's Economic Sanctions Program **Required Qualifications:** +… more