- Robert Half Finance & Accounting (Blue Ash, OH)
- …this role, you will oversee critical accounting functions, ensuring accuracy and compliance in financial reporting and transactions. This is an excellent opportunity ... records. * Handle wire transfers and monitor related transactions for compliance and accuracy. * Oversee expense management activities, including tracking and… more
- TD Bank (New York, NY)
- …recruiter who can provide you more specific details for this role. **Line of Business:** Compliance **Job Description:** At TD Bank US Compliance , we're on a ... a fast-paced, start-up-like setting as we build a new compliance structure that aligns with the bank 's...direct reports but will be supported by a Senior Analyst and will work closely with the Senior Manager… more
- JPMorgan Chase (New York, NY)
- …. The team works with partners across JPMC (eg Corporate and Investment Bank , Commercial Banking, Business Banking, etc.) to facilitate the flow of opportunities ... on our lifestyle services + Oversee tasks to ensure compliance with Legal, Risk, Compliance and Control...tasks to ensure compliance with Legal, Risk, Compliance and Control (LRCC) requirements including maintaining updated policies… more
- Citizens (Medford, MA)
- Description At Citizens, we're more than a bank ! Here, you'll experience new things, create new opportunities, think beyond your role and make an impact! While in ... the development of strategies to alleviate operational issues and ensure compliance within the area of responsibility; make recommendations for improving… more
- Citigroup (Getzville, NY)
- …both within- and outside of their direct control to ensure Citi's compliance with its regulatory demands, often with significant competing deliverables and ... submission + Liaise closely with internal stakeholders, including Business, Legal, Compliance , Risk/Control, Operations & Technology, at all levels of seniority, to… more
- Lincoln Financial (Washington, DC)
- …of business processes, risks, and control objectives. + Carry out duties in compliance with all state and federal regulations and guidelines. Comply with all company ... Knowledge of internal controls, business / information technology risk, regulatory and compliance frameworks (ITIL, NIST, COBIT, NY DFS, SEC, PCI DSS etc.), project… more
- Lincoln Financial (Charlotte, NC)
- …across over the counter and cleared markets. for existing/developing strategies for compliance with regulations to key stakeholders & team members. + Researches, ... of responsibility. + Maintains internal control system to ensure SOX compliance . Recommends enhancements. + Prepares & communicates concise & focused technical… more
- Citigroup (Wilmington, DE)
- …and risk appetite. + Support independent oversight and assurance over the bank 's broader operational risk management frameworks, ensuring compliance with ... firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying… more
- MUFG (Tampa, FL)
- …UAT testing; (f)Quality Control and Customer Service; (g) US compliance regulation checks/screening/data entry; and (h) acceptances/payments, Reimbursement claims. ... members, setting priorities, time limits and critical task objectives. **Perform compliance checks/screening** for OFAC, EAR, Anti-boycott, BSA AML and JFEL… more
- Healthfirst (NY)
- …+ Coordinates a review of the website with business owners and ensures compliance with regulatory requirements specific to annual Go to Market activities, website ... to ensure all completed documents are saved. + Reviews the Disclaimer Bank and communicates disclaimer updates to the business owner. + Works collaboratively… more