- Zions Bancorporation (Salt Lake City, UT)
- …"The Most Powerful Women in Banking." Our customers consistently vote us as the best bank in our local markets., We value our employees, and we are committed to ... our customers. With benefits starting on day one, 12 bank holidays, profit sharing and company-matched 401(k) contributions, Zions...bring the opportunity. We are currently seeking a **SOX Compliance Officer** to join our team. This position is… more
- UMB Bank (Kansas City, MO)
- …obligations. You will also provide strategic leadership across IT, risk, compliance , and business functions to embed responsible AI practices, strengthen resilience ... ISO 42001, NIST AI RMF). + Partner with risk, compliance , and legal teams to create policies covering AI...have certifications such as CISSP, CISM, ISO 42001 Lead Auditor , or Certified AI Governance Professional. + You have… more
- Regions Bank (Hoover, AL)
- …and standards. + Identifies, monitors, and reports key and emerging operational and compliance risks through review and testing of controls within the IT and Data ... of risk management functions, including IT audit, cyber security, and compliance **Preferences** + Master's degree in related field + Certified Information… more
- UMB Bank (Milwaukee, WI)
- …and reviewing responsibilities primarily include financial statements, board materials, compliance tests and other functions of Fund Administration. **How you ... time:** + Coordinate with Lead Administrator and client's external auditor to audit financial statements and provide timely and...clients + You will handle the preparation of SEC compliance testing + Monitor and review clients' funds' performance… more
- KeyBank (Brooklyn, OH)
- …and/or industry sponsored certifications in risk management, internal audit, and/or compliance (eg - Certified Information Systems Auditor (CISA), Certified ... Auditor (CIA), Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), etc.). + Comprehensive knowledge of the operational, technical,… more
- FirstBank PR (San Juan, PR)
- …performs and/or assists in internal audits for the Corporation within the Bank 's established dates, guidelines, and applicable regulations. What You'll Need to ... all review points from the Audit Supervisor, Assistant General Auditor and/or General Auditor . . Assist in...the corporate reporting structure. Accountable for adhering to the Bank 's BSA, AML and Office of Foreign Asset Control… more
- Clark County, NV (Las Vegas, NV)
- GUARDIANSHIP COMPLIANCE INVESTIGATOR I/II Print (https://www.governmentjobs.com/careers/clarkcounty/jobs/newprint/5151944) Apply GUARDIANSHIP COMPLIANCE ... Court is seeking qualified candidates to apply for the Guardianship Compliance Investigator I/II position. This position performs complex document retrieval and… more
- FirstBank PR (San Juan, PR)
- BUSINESS UNIT COMPLIANCE OFFICER AUTO ADMINISTRATION SERVICES DEPT FIRSTBANK PR Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our ... our client's expectations A Brief Overview: The Business Unit Compliance Officer (BUCO) serves as the primary liaison between...ensure timely remediation and reporting + Assist the General Auditor 's in the review of the status of implementation… more
- MUFG (Irving, TX)
- …as Certified Financial Analyst (CFA), Financial Risk Manager (FRM), Certified Regulatory Compliance Manger (CRCM), Certified Internal Auditor (CIA), or other ... recruitment team will provide more details. **Job Summary:** Americas Compliance Testing (ACT) is an integral part of the...the established procedures and templates. + Adhere to the Bank 's risk vision, and risk management policies and programs,… more
- Louisiana Department of State Civil Service (LA)
- …information technology, and compliance with federal laws and regulations, such as the Bank Secrecy Act (BSA), in addition to compliance with state laws and ... Compliance Examiner 1-4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4930974) Apply Compliance Examiner 1-4 Salary $3,345.00 -… more