- City National Bank (Raleigh, NC)
- …in key product lines. * Coordinates and manages regulatory requests and examinations with bank regulators and external auditor . WHAT DO YOU NEED TO SUCCEED? ... and reports for sufficient scope, accuracy, appropriateness of conclusions and compliance with * requirements. * Leverages deep expertise in business strategy… more
- M&T Bank (Buffalo, NY)
- _The Bank sponsors individuals for TN and H-1B transfers on a case by case basis._ **_Please note that this position is not open to anyone on a H-1B or F-1 student ... assessing regulation and standards to achieve industry-leading technology risk compliance . + Spearhead collaboration among cross-functional teams and senior or… more
- M&T Bank (Buffalo, NY)
- _The Bank sponsors individuals for TN and H-1B transfers on a case by case basis._ **_Please note that this position is not open to anyone on a H-1B or F-1 student ... assessing regulation and standards to achieve industry-leading technology risk compliance . + Spearhead collaboration among cross-functional teams and senior or… more
- Hills Bank (Coralville, IA)
- …that they, in turn, can take good care of themselves and their families. Join Hills Bank and let us surprise you with even more perks! SCOPE: A Mortgage Processor 1 ... of procedures and policy for secondary market and Hills Bank loan programs. A successful processor must be organized,...Assure that all customer files are complete and in compliance with regulatory agencies and internal policies. + Attend… more
- M&T Bank (Clanton, AL)
- …upon staff skills and experience. Provide advisory and consulting services to Bank management on risk and control matters; Manage multiple tasks concurrently in ... clear and concise Audit Reports to management; and Adhere to applicable compliance /operational risk controls in accordance with Company or regulatory standards and… more
- Regions Bank (Birmingham, AL)
- …changes in regulations, industry standards, and best practices related to SOX compliance + Provides subject matter expertise, guidance, training and support to ... **Preferences** + Master's degree + Certified Public Accountant (CPA), Certified Internal Auditor (CIA), Certified Information Systems Auditor (CISA), or related… more
- Mizuho Corporate Bank (New York, NY)
- …Forums, handling communication with outside of reporting production team (eg Internal Auditor , Quality Assurance, and FRB). + Monitor and ensure that changes in ... to new and existing regulatory requirements to ensure firm's compliance . + Keep track of each assigned tasks and...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Regions Bank (Hoover, AL)
- …directs, and monitors the internal audit activities for various areas of the bank in accordance with the Standards for the Professional Practice of Internal ... stakeholders in a professional and organized manner + Reviews and approves auditor assessment that management actions have effectively resolved audit issues + Serves… more
- Regions Bank (Birmingham, AL)
- …and maintaining a program infrastructure that measures, monitors, and reports compliance with applicable laws, regulations and rules that govern a specific ... or program. **Primary Responsibilities** + Serves as subject matter expert in compliance and operational risk to effectively execute testing activities + Maintains… more
- UMB Bank (Milwaukee, WI)
- …and reviewing responsibilities primarily include financial statements, board materials, compliance tests and other functions of Fund Administration. **How you ... time:** + Coordinate with Lead Administrator and client's external auditor to audit financial statements and provide timely and...clients + You will handle the preparation of SEC compliance testing + Monitor and review clients' funds' performance… more