- UMB Bank (Milwaukee, WI)
- …and reviewing responsibilities primarily include financial statements, board materials, compliance tests and other functions of Fund Administration. **How you ... time:** + Coordinate with Lead Administrator and client's external auditor to audit financial statements and provide timely and...clients + You will handle the preparation of SEC compliance testing + Monitor and review clients' funds' performance… more
- Regions Bank (Charlotte, NC)
- …understanding of risk management functions, including IT audit, cyber security, and compliance **Preferences** + Master's degree in a related field + Certified ... Information Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), Certified in Risk and Information Systems Control (CRISC) or other… more
- Banc of California (Santa Ana, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program plan and other ... **HOW YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the Bank...banking industry. + Certified Public Accountant (CPA), Certified Internal Auditor (CIA), or Certified Information Systems Auditor … more
- Penn State Health (Hershey, PA)
- …work requiring travel to various sites **SUMMARY OF POSITION:** The Director of Compliance and Privacy (Investigation and Guidance) will report directly to the Vice ... President of Compliance and Privacy and will provide oversight and strategic...certification (eg, CCS, CPC, RHIA, RHIT) + Certified Internal Auditor (CIA) + Professional privacy certifications (eg, Certified Information… more
- Penn State Health (Hershey, PA)
- …work requiring travel to various sites **SUMMARY OF POSITION:** The Director of Compliance and Privacy (Audits and Administration) will report directly to the Vice ... President of Compliance and Privacy and will provide oversight and strategic...certification (eg, CCS, CPC, RHIA, RHIT) + Certified Internal Auditor (CIA) + Professional privacy certifications (eg, Certified Information… more
- Louisiana Department of State Civil Service (LA)
- …information technology, and compliance with federal laws and regulations, such as the Bank Secrecy Act (BSA), in addition to compliance with state laws and ... Compliance Examiner 1-4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4930974) Apply Compliance Examiner 1-4 Salary $3,345.00 -… more
- Charles Schwab (Lone Tree, CO)
- …status quo" and transform the finance industry together. The Sarbanes-Oxley Compliance Office (SCO) performs risk assessment, scoping, testing, concluding, and ... and FDICIA, and for the annual assessment of management's Internal Control over Compliance (ICOC) for SEA Rule 17a-5. The SCO supports Schwab's mission by assessing… more
- Walmart (Bentonville, AR)
- **Position Summary ** The Senior Analyst Specialty Compliance and Ethics, AML Testing and Monitoring role will participate in risk-based control testing by using ... offered by Walmart, specifically within the applicable Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) laws, rules, and regulations and other consumer… more
- City of New York (New York, NY)
- …City which are currently exceeding $60m per year. - Audit all agreements for compliance between companies doing business with the City. - Able to read certified ... Manager and or Assistant Commissioner (A/C) as needed. - Prepare the monthly bank reconciliations with the City's Comptroller Office. - Have an understanding of the… more
- Spokane County (Spokane, WA)
- …Location WA 99260, WA Job Type Regular Job Number 25-00159 Department Auditor Opening Date 07/25/2025 Closing Date Continuous FLSA Non-Exempt + Description + ... registrations in the Auto License Department of the County Auditor 's Office. Under the general direction of the Records...forms; ensures all documents are legal, correct and in compliance with State regulations; and evaluates the value of… more