- Zions Bancorporation (Salt Lake City, UT)
- …"The Most Powerful Women in Banking." Our customers consistently vote us as the best bank in our local markets., We value our employees, and we are committed to ... our customers. With benefits starting on day one, 12 bank holidays, profit sharing and company-matched 401(k) contributions, Zions...bring the opportunity. We are currently seeking a **SOX Compliance Officer** to join our team. This position is… more
- KeyBank (Amherst, NY)
- …and/or industry sponsored certifications in risk management, internal audit, and/or compliance (eg - Certified Information Systems Auditor (CISA), Certified ... Auditor (CIA), Certified Fraud Examiner (CFE), Certified Regulatory Compliance Manager (CRCM), etc.). + Comprehensive knowledge of the operational, technical,… more
- Capital One (Mclean, VA)
- …Compliance (FCC) Audit team, the candidate will focus on all aspects of financial crimes compliance across the bank . A Director on the FCC Audit team will be ... Audit Director, Financial Crimes Compliance **Overview:** Capital One's Audit function is a...innovation, and technology will only make you a better auditor . This will require leveraging the power of data… more
- KeyBank (Brooklyn, OH)
- …experience + Minimum of 2 years of experience as a compliance officer/internal auditor for a national bank in the fiduciary space + Experience using ... bank setting + Experience working within an enterprise compliance framework for a large bank + Strong analytical skills; excellent writing skills + Effective… more
- FirstBank PR (San Juan, PR)
- …performs and/or assists in internal audits for the Corporation within the Bank 's established dates, guidelines, and applicable regulations. What You'll Need to ... all review points from the Audit Supervisor, Assistant General Auditor and/or General Auditor . . Assist in...the corporate reporting structure. Accountable for adhering to the Bank 's BSA, AML and Office of Foreign Asset Control… more
- Cherry Bekaert (Jersey City, NJ)
- …Tri-State (NY/NJ/CT) area. If you are a current public accounting professional or internal bank auditor seeking an opportunity for career growth within a firm ... practice, we have an excellent opportunity for a **Senior Associate (Regulatory Compliance )** to join our team providing internal audit, regulatory compliance … more
- Louisiana Department of State Civil Service (LA)
- …information technology, and compliance with federal laws and regulations, such as the Bank Secrecy Act (BSA), in addition to compliance with state laws and ... Compliance Examiner 1-4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4930974) Apply Compliance Examiner 1-4 Salary $3,345.00 -… more
- Charles Schwab (Lone Tree, CO)
- …status quo" and transform the finance industry together. The Sarbanes-Oxley Compliance Office (SCO) performs risk assessment, scoping, testing, concluding, and ... and FDICIA, and for the annual assessment of management's Internal Control over Compliance (ICOC) for SEA Rule 17a-5. The SCO supports Schwab's mission by assessing… more
- Charles Schwab (Lone Tree, CO)
- …and transform the finance industry together. Throughout the 9-week paid SOX Compliance and Internal Audits internship, there will be inspiring opportunities that ... personal strengths! In your role, you will learn how the Sarbanes-Oxley Compliance Office (SCO's) supports Schwab's mission by assessing controls addressing the… more
- FirstBank PR (San Juan, PR)
- …or bank applications to assess internal controls and ensure compliance with policies, procedures, and management objectives. What You'll Need to Succeed ... IT Auditor Internal Audit Department FirstBank PR Our Company...compliance with ongoing education standards set by the Bank and professional associations. + Assist non-Information Technology auditors… more