- UMB Bank (Milwaukee, WI)
- …and III). Reviewing responsibilities primarily includes financial statements, board materials, compliance tests and other functions of Fund Administration **How you ... spend your time:** + Coordinate with Lead Administrator and client's external auditor the audit of financial statements and provide timely and accurate documentation… more
- Regions Bank (Atlanta, GA)
- …of risk management functions, including IT audit, cyber security, and compliance **Preferences** + Master's degree in related field + Certified Information ... Systems Auditor (CISA), Certified Information Systems Security Professional (CISSP), Certified in Risk and Information Systems Control (CRISC) or other applicable… more
- HSBC (Buffalo, NY)
- …inquisitive, and diverse team of global professionals. As our Audit Manager, Regulatory Compliance , Conduct and Legal (RCCL) Audit you will: + Support the US RCCL ... initiatives to represent US RCCL Audit team on matters related to Regulatory Compliance and Legal risk frameworks, Data Analytics etc + Assist, support, or lead… more
- Capital One (Mclean, VA)
- … Compliance Audit team, the candidate will focus on all aspects of compliance across the bank to include consumer compliance audits. **Responsibilities:** ... Director, Audit- Compliance **Overview:** Capital One's Audit function is a...innovation, and technology will only make you a better auditor . This will require leveraging the power of data… more
- Louisiana Department of State Civil Service (LA)
- …information technology, and compliance with federal laws and regulations, such as the Bank Secrecy Act (BSA), in addition to compliance with state laws and ... Compliance Examiner 1-4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4930974) Apply Compliance Examiner 1-4 Salary $3,345.00 -… more
- Amazon (Arlington, VA)
- Description At Amazon, we're pioneering new frontiers across industries. As a Compliance Manager on our growing Amazon Payments team, you'll ensure our payments ... You'll be empowered to think creatively, challenge the status quo, and implement compliance strategies. If you're a compliance professional ready to make a… more
- Charles Schwab (Lone Tree, CO)
- …status quo" and transform the finance industry together. The Sarbanes-Oxley Compliance Office (SCO) performs risk assessment, scoping, testing, concluding, and ... and FDICIA, and for the annual assessment of management's Internal Control over Compliance (ICOC) for SEA Rule 17a-5. The SCO supports Schwab's mission by assessing… more
- Walmart (Bentonville, AR)
- **Position Summary ** The Senior Analyst Specialty Compliance and Ethics, AML Testing and Monitoring role will participate in risk-based control testing by using ... offered by Walmart, specifically within the applicable Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) laws, rules, and regulations and other consumer… more
- Iowa Department of Administrative Services (State Of Iowa, IA)
- …Division of Banking OR individuals with seven years' full-time work experience in bank examination with a financial regulator. The Iowa Division of Banking is ... 4 is a team of about 12 examiners who conduct safety and soundness bank examinations of Iowa state-chartered banks within the region. The successful candidate must… more
- City of New York (New York, NY)
- …Comptroller Directives, DCAS small purchase procedures, and other agency prerequisites, the auditor will trigger an approval in FMS so that payment is subsequently ... payments and other expenditures including personal reimbursements, and periodic bank reconciliations. - The year-end accountability and reporting requirements are… more