- Scotiabank (Dallas, TX)
- Compliance Testing Senior Manager , Swap Dealer and Derivatives Compliance **Requisition ID:** 220508 **Salary Range:** 99,790.00 - 190,995.00 _Please note ... future! **Purpose** Contributes to the overall success of GBM&T Compliance Testing team and Swap Dealer and Derivatives ...management and validation testing efforts. + Understand how the Bank 's risk appetite and risk culture should be considered… more
- Scotiabank (Houston, TX)
- Senior Manager , CIB & Research Compliance Officer **Requisition ID:** 218082 **Salary Range:** 99,790.00 - 190,995.00 _Please note that the Salary Range shown is ... and maintain strong internal client relationships with focus on ensuring Compliance supports the Bank in its customer focused strategy + Work closely with Global… more
- Banc of California (Santa Ana, CA)
- …groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** Responsible for performing the Bank 's risk based, annual SOX Compliance Program plan and other ... **HOW YOU'LL MAKE A DIFFERENCE** + Assists SVP, SOX Compliance Director in planning and executing the Bank... Compliance Director in planning and executing the Bank 's annual SOX Compliance Program plan in… more
- FirstBank PR (San Juan, PR)
- COMPLIANCE ASSISTANT MANAGER COMPLIANCE REGULATORY TESTING DEPT FIRSTBANK PR Our Company At FirstBank PR, we strive to be a trusted advisor to our clients ... they are continuously surpassing our client's expectations. A Brief Overview The Compliance Assistant Manager at FirstBank is responsible for overseeing the… more
- Capital One (Richmond, VA)
- …a great place to work. The Role: We are seeking a highly motivated and talented Compliance Manager to join our Governance team to support the US Card ... - Local Governance Capital One is a diversified bank that offers a broad array of financial products...Compliance team. The Compliance Manager ...Compliance team. The Compliance Manager performs a key second line… more
- Intuit (San Diego, CA)
- …it through the click of a button. We're working to make this a reality. The Compliance Manager will support the consumer compliance team by providing product ... products and work to get them approved by our bank partner while contributing to the enhancement of our... partner while contributing to the enhancement of our compliance processes and systems. Intuit's products must continuously delight… more
- KeyBank (Amherst, NY)
- …collaboration with other members of REA team on projects and testing. The Senior Compliance Manager must have in-depth knowledge of wealth and trust risk ... to testing, monitoring, issues management, and verification activities. The Senior Compliance Manager must exhibit strong leadership, initiative, and agility… more
- WSFS Bank (Philadelphia, PA)
- …tactics * Adhere to company policies along with federal regulations and compliance laws Qualifications and Requirements * Bachelor's degree desired not required. * ... A minimum of (5) years Sales experience required with a working understanding of the equipment finance industry. * Self-driven, energetic with an entrepreneurial spirit. * Excellent technology skills a plus to include Salesforce.com and MS Office * Strong… more
- BMO Financial Group (Chicago, IL)
- …by providing oversight and making recommendations that significantly impact the Bank 's ability to monitor regulatory compliance programs, minimize operational ... sensitive Bank , customer, transactional and employee information to ensure compliance with regulatory requirements. + Communicates the roles and importance of… more
- Citizens (Westwood, MA)
- …as it relates to information technology systems. + Execute the cross functional, bank wide strategy for compliance with all applicable existing and emerging ... are seeking a Privacy Risk Professional to support our enterprise privacy and compliance efforts. In this role, you'll help identify, assess, and manage privacy… more