- Huntington National Bank (Chicago, IL)
- …The Private Bank Wealth Advisor IV is the primary client relationship manager in the Huntington Private Bank responsible for developing, delivering, and ... of moderate to high complexity. + Knowledgeable on key compliance and regulatory requirements. + Performs other duties as...NOTE: This position may be considered to be a Mortgage Loan Originator under the SAFE Act and Loan… more
- City National Bank (Torrance, CA)
- * MANAGER BRANCH III* WHAT IS THE OPPORTUNITY? Responsible for managing a portfolio of personal & business clients and hold responsibility for the overall success of ... the branch. As a leader & coach, the Branch Manager will enable their direct reports to be successful...ensuring the branch maintains high standards for risk and compliance , as well as contribute to the market and… more
- City National Bank (New York, NY)
- …registered under the Safe Act. *Additional Qualifications* * Working knowledge of Bank operations, policies and procedures and regulatory compliance . * General ... *RELATIONSHIP MANAGER BUSINESS BANKING SR* WHAT IS THE OPPORTUNITY?...good standing under "The Secure and Fair Enforcement for Mortgage Licensing Act of 2008" (Safe Act) and be… more
- US Bank (Colorado Springs, CO)
- …and accuracy. Limits bank losses and overall exposure. 12. Requires National Mortgage Licensing Service (NMLS) registration under the terms of the SAFE Act of ... but not limited to maintaining a satisfactory criminal and credit record. Actively ensures compliance with the US Bank Code of Ethics and all Anti-Money… more
- First Horizon Bank (Chattanooga, TN)
- …Banking Center Manager to ensure that operational policies and procedures, compliance and security guidelines are followed and to ensure that the branch delivers ... * Collaborate with market operations and sales leadership to ensure compliance with bank regulations, policies, procedures, risk management, internal… more
- City National Bank (Irvine, CA)
- *ACCOUNT SERVICES MANAGER * WHAT IS THE OPPORTUNITY? Responsible for the day-to-day interaction and relationship management support of an assigned portfolio of high ... value and/or complex branch banking clients. In collaboration with the Branch Manager and Relationship Managers, the ASM works to address portfolio servicing needs,… more
- BMO Financial Group (San Mateo, CA)
- …profitability goals in compliance with legal and regulatory requirements and the Bank 's policies and processes. US Only: This position will act as an originator ... (the SAFE Act). This position will require a Federal registration with the Nationwide Mortgage Licensing System and Registry. The Bank will instruct you on the… more
- First Horizon Bank (Tampa, FL)
- …will have to meet the requirements of a background credit check. This position requires compliance with the SAFE Mortgage Licensing Act of 2008 and all related ... site as described in posting. **Summary** As a Private Client Relationship Manager (PCRM), you are responsible for new business development with High-Net-Worth… more
- Liberty Bank (West Hartford, CT)
- …the Bank from unnecessary risk and exposure by supporting compliance with regulatory guidelines. + Resolves complex customer service issues, ensuring quick ... through initiatives and investment. SUMMARY OF THE JOB : The Branch Manager oversees the day-to-day operations of the branch, ensuring quality customer experiences,… more
- City National Bank (Newark, DE)
- …procedures, and training for new or revised laws and regulations. * Assist the Compliance Manager , Senior Compliance Officer, and Risk Assessment team with ... of business to remediation plans. * Works with Senior Compliance Officer, Compliance Manager to...loan-level accounts, as required. * Complies fully with all Bank Compliance policies and procedures as well… more