- KeyBank (Denver, CO)
- …second line of defense Compliance Risk Management function, the Complaint's Management Compliance Officer is responsible for helping to execute a robust and ... effective compliance complaints program, collaborating across the three lines of...and monitor remediation activities. + Assists with developing a bank -wide approach to overseeing the Complaints Program, which focuses… more
- MUFG (Irving, TX)
- …testing reviews on the Sales & Trading business units with focus on the Markets Compliance program. The Compliance Officer will work closely with ACT ... recruitment team will provide more details. **Job Summary:** Americas Compliance Testing (ACT) is an integral part of the...the established procedures and templates. + Adhere to the Bank 's risk vision, and risk management policies and programs,… more
- Scotiabank (Tampa, FL)
- …to results, in an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, FL** **Global ... Director, US Bank Regulatory Compliance , Global Transaction Banking...results, in an inclusive and high-performing culture. **Purpose** The Compliance Officer will serve as the primary… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …products and services implemented by the bank . + Assists the Director of Compliance and BSA/AML (Chief Compliance Officer ) with document collection for ... and Outlook. + Working knowledge of federal and state bank compliance rules and regulations. + Prior...Identification Policy, presenting all edits to the Chief Risk Officer for approval, and then reporting to the Credit… more
- Zions Bancorporation (Salt Lake City, UT)
- …between driving the business forward, serving internal clients and executing compliance frameworks, while maintaining regulatory compliance with financial ... based at one of Zions Bancorporation's affiliate offices in Salt Lake City, UT (Zions Bank ); Las Vegas, NV (Nevada State Bank ); Denver, CO (Vectra Bank … more
- Banco Popular Puerto Rico (San Juan, PR)
- …San Juan, PR Company: Popular Workplace Type: Hybrid Sr Business Unit Risk & Compliance Officer Job Type Full Time General Description This role will support ... assessment, and management of issues that could affect operational, compliance , reputational, or strategic risks-particularly within different business line… more
- TD Bank (Mount Laurel, NJ)
- …Deputy supports the US Head of Compliance Programs and Chief Compliance Officer (CCO) in ensuring the Bank 's compliance with all applicable federal ... **Job Description:** **Department Overview:** **Why Work with Us?** At TD Bank US Compliance , we're on a mission to build a more resilient and scalable… more
- Federal Home Loan Bank of Boston (Boston, MA)
- …policies for the Bank and the development and maintenance of the Bank 's SOX 404 and 302 compliance activities. The position manages the implementation ... Bank 's accounting policies as necessary. . Monitor the Bank 's ongoing compliance with its accounting policies...policy. . Assist the SVP, Controller and Chief Accounting Officer with accounting and oversight functions, including the ability… more
- Bank of America (Charlotte, NC)
- …years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/ Compliance Operational-Risk-Specialist Trade-Surveillance\_25040545-2) **Job ... we make an impact in the communities we serve. Bank of America is committed to an in-office culture...job is responsible for assisting the FX (Foreign Currency) Compliance and Operational Risk officer team to… more
- MUFG (Irving, TX)
- …you will lead various activities and tasks that are required for effective management of compliance risk within the bank . As part of this role, you will engage ... Responsible for maintenance of RCM enterprise standards and its compliance by functions across the bank . +...and its compliance by functions across the bank . + Define regulatory change reporting requirements, build, validate… more