- Flatirons Bank (Boulder, CO)
- Compliance Officer , VP Job...###@flatirons. bank ROLE AND RESPONSIBILITIES The position of Compliance Officer plays an important role for ... Compliance Officer are further outlined below: Compliance Management System + Manage the Bank 's...Time Off + Paid parking REPORTING Supervision Received Directly: President & CEO / Board of Directors Indirectly: Chief… more
- Enterprise Bank & Trust (St. Louis, MO)
- …of supporting our communities.** **Together, there's no stopping you!** **Job Title:** VP , Deputy BSA Officer **Job Description:** **Summary:** Responsible for ... assisting with the implementation of all aspects of the Bank Secrecy Act and OFAC compliance program....Duties and Responsibilities:** + Serves as the Deputy BSA Officer + Assists in the development, implementation and ongoing… more
- TD Bank (New York, NY)
- …**Job Description:** The TD Securities US Compliance team is looking for Vice President to join the Trade Surveillance team focused on Communications. The ... VP Compliance TDS oversees/leads a team(s) of...preferred + Relevant professional designations such as FINRA Certified Compliance Officer Program + Basic knowledge of… more
- Bank OZK (Charlotte, NC)
- …Bank OZK benefits (https://careers.ozk.com/benefits) . Job Purpose & Scope The VP , Trust Investment Officer constructs and manages individualized investment ... the Trust Investment Committee + Enthusiastically embrace, support, and model the bank 's values and mission + Ensure compliance with internal/external regulatory… more
- Berkshire Bank (Utica, NY)
- …Business Banking Reports to: SVP, Business Banking Team Leader Status: Exempt/ Officer Grade: 11 Salary Range: $66,699 - $141,734 Actual compensation within ... Business Banking relationships, servicing existing relationships and cross selling other bank services. Serves Business Banking customers with revenues between $1MM… more
- TD Bank (New York, NY)
- … compliance , legal, and business functions. _*General Job Description:_ The VP Compliance TDS oversees/leads a team(s) of specialists/professionals providing ... role. **Job Description:** We are seeking an experienced Conflicts Officer to join our Compliance Control Room...and other business units within TD Securities and TD Bank as needed. + Work closely with the Conflicts… more
- Banc of California (Durham, NC)
- …variety of employee resource groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The VP , Senior Business Continuity Planning Officer role is a key role that ... CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary,… more
- Heritage Financial Credit Union (Middletown, NY)
- …Job Type Full-time Description Join Heritage Financial Credit Union as Vice President of Retail Banking Are you a visionary ... and elevating the member experience across all channels. As Vice President of Retail Banking, you'll champion...of the BSA and cooperate with the designated BSA Officer in assuring compliance . Experience Required: +… more
- Enterprise Bank & Trust (St. Louis, MO)
- **Enterprise Bank & Trust was founded in the spirit of entrepreneurship and community. From the small mom-and-pop coffee shop to the large construction company that ... annual paid volunteer time off and charitable-matching opportunities. Voted a** **_Best Bank to Work For_** **by American Banker for multiple years, we offer… more
- Berkshire Bank (Boston, MA)
- …Commercial Department: Mid Mkt Reports to: SVP, Commercial Team Leader Status: Exempt/ Officer Grade: 13 Salary Range: $96,089 - $204,063 Actual compensation within ... networking, and generating referrals to other areas of the bank . Success in this position depends on the ability...exception resolution, annual reviews and file memos. + Ensures compliance with all banking laws, rules, regulations, and prescribed… more