- Citigroup (Ridgewood, NJ)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML ... business supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments through… more
- Citigroup (San Francisco, CA)
- …through converting referral leads . Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/AML ... business supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments through… more
- Santander US (New York, NY)
- …for the bank across all risks: Financial / Credit, Legal, Reputational, Regulatory , Compliance , etc. + Reporting to senior management regarding the progress ... Structuring, pricing, execution and management of transactions. + Acting as advisor, consultant , and first point of contact for clients exploring methods to optimize… more
- Corewell Health (Watervliet, MI)
- …processes & procedures to ensure best practices and compliance with regulatory requirements. + Collaborate with the investment consultant on operational due ... + Ensure proper onboarding of new investments with the custody bank and investment consultant . + Work closely with Finance/Accounting on the monthly close and… more
- TEKsystems (Phoenix, AZ)
- …general Financial Services or Banking is preferred. Advanced knowledge of applicable regulatory and legal compliance obligations, rules and regulations, industry ... and policy enforcement for identity and access. Skilled in maintaining compliance with organizational policies and regulatory security standards. Capable… more
- Santander US (New York, NY)
- …approves policies, procedures, contracts and related documents for business operations, regulatory compliance , , confidentiality of proprietary information, , ... directors on strategies and solutions to potential, anticipated and/or identified legal, regulatory and/or compliance matters and issues of concern. +… more
- Principal Financial Group (Des Moines, IA)
- …of processes, procedures, and controls demonstrating compliance to privacy regulatory requirements. Participate in regulatory compliance testing. Manage ... in Principal Securities. In this role, you'll serve as information privacy consultant for our Benefits & Protection Principal Securities business segments, provide… more
- The US Pharmacopeial Convention (USP) (Rockville, MD)
- …oversee the full procurement lifecycle for equipment, supplies, pharmaceuticals, consultants , workshops, and other technical and non-technical services. This role ... as the subject matter expert for donor-funded procurement, ensuring full compliance with donor regulations and USP's internal policies and procedures. Additionally,… more
- Wells Fargo (Minneapolis, MN)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... reporting, and ad-hoc project work + Act as Lead Consultant to finance, accounting and Business Line management on...Model Governance teams as well as outside parties including regulatory agencies and accounting and consulting firms + Make… more
- KeyBank (Buffalo, NY)
- …risk with deals consisting of multiple loan types offered by Key Bank and with unlimited complexity and potential for adversarial litigation. Relationships will ... accounts + Adhere to department and corporate guidelines, policies and compliance procedures. + Maintain constructive interaction with clients, work colleagues,… more