- Eastern Bank (Boston, MA)
- … compliance requirements. + Stay up-to-date on legislative and regulatory changes impacting retirement plans. + Assist clients with fiduciary responsibilities, ... but not limited to, ensuring our clients submit their annual compliance questionnaire, review plan nondiscrimination testing results, and ensuring our clients… more
- PNC (Pittsburgh, PA)
- …will can be based in Pittsburgh, PA or Cleveland, OH. We are seeking a bank regulatory reporting analyst with a focus on automation to enhance efficiency, ... development of business requirements, QA validation, etc. Experience working with bank regulatory reporting applications (ie. AxiomSL) Ability to understanding… more
- M&T Bank (Buffalo, NY)
- …of the data management practice, researching current industry trends. + Measure compliance with the business and Enterprise Data Management policy and standards for ... relevant stakeholders. + Understand and adhere to the Company's risk and regulatory standards, policies and controls in accordance with the Company's Risk Appetite.… more
- City National Bank (Charlotte, NC)
- …is a plus) * Minimum 10 years of experience in compliance , risk, legal, regulatory and/or related bank regulatory experience * Minimum 7 years leading ... GRC program. The position will closely coordinate with the Bank 's and RBC US/CUSO's Regulatory Relations and...that may impact their relevant business operations from a compliance perspective; actively monitor and report on regulatory… more
- Lincoln Financial (Boston, MA)
- …administrators, transfer agents, consultants , and others. Additionally, the Compliance Consultant is responsible for effective implementation of these ... at a Glance** The Role at a Glance The Compliance Consultant , Funds Management role is responsible...performs compliance reviews and analysis to assess compliance with policies and procedures and regulatory … more
- Guidehouse (Mclean, VA)
- **Job Family** **:** Risk & Regulatory Compliance Consulting **Travel Required** **:** Up to 50% **Clearance Required** **:** None **What You Will Do** **:** ... relevant financial crimes, fraud, consumer protection, risk management, and / or regulatory compliance experience. Responsibilities will include, but not be… more
- Lincoln Financial (Fort Wayne, IN)
- …Glance** The Role at a Glance: We are excited to bring on a Consultant , Advertising Compliance to support our Lincoln Financial Distributors (wholesale) business ... + Act as subject matter expert regarding firm and regulatory guidelines including FINRA and SEC, and knowledgeable in...Provide training opportunities to help foster knowledge sharing regarding compliance topics. + Add value by getting ahead of… more
- US Bank (Charlotte, NC)
- …**Job Description** Partners with leaders in their assigned Line of Business, Risk/ Compliance /Audit (RCA) Consultants , and other RCA Managers to, depending on ... At US Bank , we're on a journey to do our...the Lines of Defense. Position Responsibilities: + Partners with Regulatory Services, Corporate Compliance , and other relevant… more
- Robert Half (Dallas, TX)
- …CIFRS and other relevant accounting standards. + Identifying audit findings, regulatory compliance risks, and operational inefficiencies, and provide ... Internal Audit & Financial Advisory (Financial Services - Trust Audits) Senior Consultant LOCATION DALLAS ADDITIONAL LOCATION(S) JOB DESCRIPTION You Belong Here The… more
- Wells Fargo (Dallas, TX)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... products and processes. Your leadership skills are essential to managing deadlines, compliance with regulatory requirements, and continued enhancement of credit… more