- BMO Financial Group (New York, NY)
- Our ideal candidate has a SEC/FINRA examiner background with broker dealer experience including SEC 15c3 experience, possessing a strong understanding of broker ... guidance. + Supports the group/program leader in communicating advice across the Bank on regulatory environment changes to ensure changes are understood. + Supports… more
- Banc of California (San Diego, CA)
- …CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, ... Banc of California (the " bank "). Banc of California is one of the nation's...groups, and more. TOGETHER WE WIN(R) **THE OPPORTUNITY** The Senior Vice President, Credit Review Director is responsible for… more
- Spokane County (Spokane, WA)
- …set forth by the department or other County agency (ie; Hearings Examiner decisions). + Conducts inspections of Factory Assembled Structure (FAS) installation; ... 2 in both the Building and Specialty classifications and Senior Inspectors in more complex residential and commercial inspections...ICC/IAPMO Plumbing Inspector (Res. or Comm.), + ICC Plans Examiner (Res. or Comm.), + ICC Fire Inspector (I… more
- CIBC (New York, NY)
- We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. ... derivatives markets a plus; + Experience as a regulatory examiner with SEC, NFA or FINRA (NFA or SEC...regulatory matters and provide clear and insightful guidance to senior management and trading personnel; + Ability to manage… more
- TEKsystems (Chicago, IL)
- …a passion for regulatory excellence and community impact? Join a respected community bank as a Compliance Program Manager, where you'll lead the execution and ... oversight of Community Reinvestment Act (CRA) programs across multiple bank charters. This is a high-impact role that blends regulatory expertise with… more
- Truist (Charlotte, NC)
- …a large, SEC-registered financial institution or Director level public accountant with extensive bank experience 3. Prior experience as an examiner of financial ... timely preparation, review, production and distribution of external corporate and bank regulatory financial reports, including reports distributed to or filed with… more
- Truist (Charlotte, NC)
- …SEC-registered financial institution or senior manager-level public accountant with extensive bank experience + Prior experience as an examiner of financial ... review, production and distribution of internal and external corporate and bank financial reports and data submissions, including reports distributed to or… more
- Truist (Charlotte, NC)
- …SEC-registered financial institution or senior manager-level public accountant with extensive bank experience 3. Prior experience as an examiner of financial ... timely preparation, review, production and distribution of external corporate and bank regulatory reports and data submissions, including reports distributed to or… more
- Robert Half Management Resources (Newark, DE)
- …for a KYC Operations Manager for a contract role to lead and enhance our Bank Secrecy Act (BSA) compliance programs including KYC, CDD, EDD, OFAC, CTR, and SAR. This ... senior role requires a strategic thinker with deep regulatory...CDD, EDD, and OFAC regulations. + Strong understanding of bank compliance procedures, criminal law, and forensic accounting. +… more
- SMBC (Jersey City, NJ)
- …US banking laws and regulations with specific emphasis on Bank Secrecy Act/Anti-Money Laundering ("BSA/AML"), Sanctions Compliance, Anti-Bribery and Corruption ... and timely execution of all testing deliverables. + Serves as the examiner -in-charge responsible for all facets of compliance testing engagements. + Manages ongoing… more