- TD Bank (New York, NY)
- …with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of global security and ... in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong understanding… more
- TD Bank (New York, NY)
- …with a registered US broker dealer, swap dealer, Global Systematically Important Bank (GSIB), or associated regulator. + Firm understanding of global security and ... in trade or communications surveillance a plus. + Firm understanding of financial product rules and regulatory landscape, as well as a strong understanding… more
- M&T Bank (Buffalo, NY)
- …Risk Oversight Analyst will support, and report, to the Segment Risk Manager responsible for oversight of interest rate, market or liquidity risk undertaken ... practices, and procedures within the risk analytics field. + Build new financial challenger-type models or utilize existing ALM model to increase efficacy of… more
- JPMorgan Chase (Jersey City, NJ)
- Join JPMorgan Payments, the world's largest payment network, as a Global Liquidity Control Manager - Vice President. In this role, you will partner with the ... Payments end-to-end target operating model. As a Global Liquidity Control Manager - Vice President within the... - Vice President within the Commercial & Investment Bank , you will oversee and control all… more
- TD Bank (New York, NY)
- …+ Assist the business on implementing and documenting various supervisory/ control mechanisms. + Participate in internal investigations, respond to regulatory ... the Business + Conduct compliance risk assessments to ensure effective business control framework + Analyze new regulations and conduct business-based analysis and… more
- JPMorgan Chase (Newark, DE)
- …of a diverse and talented team committed to driving a robust and comprehensive control environment. Stay up to date on the latest Risk and Compliance related news ... and trends across the financial services industry and have the thought space to...of strategic objectives. As the Vice President in the Control Management organization, you will lead strategic initiatives that… more
- Banc of California (Santa Ana, CA)
- …CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, ... Banc of California (the " bank "). Banc of California is one of the nation's...to its local communities by supporting organizations that provide financial literacy and job training, small business support, affordable… more
- M&T Bank (Clanton, AL)
- …BSL CLOs, Business Development Companies Professional work experience at CLO Trustee, Loan Agent/ Bank , Middle Office Provider or CLO Manager System / Application ... to participate in. You'll gain experience by: + Supporting the Relationship Manager with oversight of client relationships + Performing daily cash application and… more
- M&T Bank (Buffalo, NY)
- …management. + Promote an environment that supports belonging and reflects the M&T Bank brand. + Maintain M&T internal control standards, including timely ... threat assessments and investigations to mitigate real-world risks to the Bank 's executives, facilities, operations, and reputation. Evaluates threat actors, protest… more
- M&T Bank (Wilmington, DE)
- …or Master's degree in an appropriate field + Related professional certifications + Financial Services experience M&T Bank is committed to fair, competitive, and ... IT Infrastructure, and IT Integrated audits that ensure M&T Banks control environment supports sustainable compliance with policies, procedures, and laws. This… more