- MUFG (Irving, TX)
- …eQAR, ensure all data elements and narratives are complete, accurate, and comply with internal bank standards. * Work with Analysts to produce questions for site ... aspects of Enhanced Due Diligence ("EDD") for Banks and Non- Bank Financial Institutions. The role holder is responsible for...The role holder is responsible for oversight of the staff involved in the following: * Performing EDD on… more
- SMBC (Encino, CA)
- …portfolio of benefits to its employees. Our mission is to be "the bank of choice" for middle market and professional service companies by establishing long ... of highly skilled and seasoned bankers. To achieve our mission to be the ' bank of choice' for middle market and professional services companies, we are focused on… more
- Pew Charitable Trusts (Washington, DC)
- …compliance with relevant policies. + Prepare compliance materials, including FBAR reports, internal audit responses, and documentation for matching gifts and ... resolutions with financial institutions. + Open, maintain, and close bank accounts in coordination with internal stakeholders...service standards. + Other duties as assigned. Board and Staff Matching Gift Programs + Oversee all aspects of… more
- MUFG (Irving, TX)
- …Responsibilities:_ Assist assigned AML Department Manager to prepare for and respond to internal audit and regulatory examination reviews. Under the direction of ... investigations, quality control and/or special risk client activities in support of the Bank 's BSA/AML program. The AML Operations Team Leader will oversee the work… more
- MUFG (Irving, TX)
- …Support the business unit in compiling, preparing, and providing responses to internal Audit functions, and to external regulatory agencies. Maintain tracking, ... high-risk individuals and entities, to ensure compliance with the Bank Secrecy Act and the USA PATRIOT Act. Assist...+ Experience with preparing and providing effective responses to Internal Audit and Regulator inquiries + Strong… more
- Banc of California (Brea, CA)
- …preferred + Extensive Treasury Management product knowledge and including full command of bank services, products, and internal systems is required + Mastery of ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...and responsive to the needs and priorities of both internal and external customers; identifies and takes appropriate action… more
- BMO Financial Group (City Of Industry, CA)
- …internal business partner and/or external customer inquiries/requests, and/or audit /reconciliation activities. + Analyzes and resolve complex issues efficiently ... revised products/services or processes as required. + Processes transactions, audit /reconciliation activities and/or actions internal business partner and/or… more
- BMO Financial Group (Winter Park, FL)
- …The role is accountable for ensuring the team maintains the required internal control standards, including adherence to audit , regulatory and compliance ... based loans to fit borrower's needs ranging from sole bank Asset Based Lending transactions to highly complex multi-debt...communicates them as appropriate to business unit leaders and staff , and applies changes as it meets with the… more
- Dickinson Financial Corporation (Littleton, CO)
- …is required. + Responsible for satisfactory outcome of audits/reviews by Compliance, Internal Audit , Deposit Operations, and other departments or regulatory ... is responsible for a profitable banking center through sales and promotion of bank products to qualified clients, ethical oversight of bank operations adherence… more
- Stanford University (Stanford, CA)
- …the qualifications of the selected candidate, departmental budget availability, internal equity, geographic location, and external market pay for comparable ... incumbent maintains cash worksheets, process documentation, opens and keeps current contact, bank account, and bank information. Further to the cash operations… more