- TD Bank (New York, NY)
- …practices + Lead and draft responses to inquiries from regulators and respond to internal audit findings + Develop and use metrics (KRIs/KPIs) to oversee and ... drafting responses and preparing evidence packages for regulators and internal audit + Excellent verbal and writing...interpersonal skills, capable of working with all levels of internal and external staff including regulators, and… more
- TD Bank (New York, NY)
- …demeanor, excellent interpersonal skills, capable of working with all levels of internal and external staff including regulators, and collaborating across large ... role. **Line of Business:** Compliance **Job Description:** At TD Bank US Compliance, we're on a mission to build...drive key initiatives across compliance, operational risk management, and audit functions, works well in a team dynamic to… more
- TD Bank (Mount Laurel, NJ)
- …for testing, monitoring, risk assessment, reporting and other activities .** + ** Internal Audit , regulatory exam, and ongoing supervision management, finding ... professional judgment and discretion in interacting and communicating with staff and senior management of the Bank ...with internal and external business partners (eg, Internal Audit , external consultants) to respond to… more
- M&T Bank (New York, NY)
- …+ Assist in managing all interactions with the second line of defense and internal audit + Participates in developing the team's strategic plan and sets ... Bank Portfolio team/function. Provides leadership and guidance to staff , fostering an environment that encourages employee participation, teamwork and… more
- TD Bank (Boston, MA)
- …to ensure MRA remediation activities can be delivered and executed + Supports Internal Audit findings to ensure remediation plan is adequate and layered ... Bank teams to ensure that all regulatory, compliance, audit , and self-ID findings are remediated and customer and...of risk to ensure the business is prepared for internal and external audit reviews + MRA… more
- First Horizon Bank (Smyrna, TN)
- …maximum customer service in a professional manner. Monitor and train the teller staff in supporting all bank marketing efforts and cross-sell products. ... and client service **Compliance and risk management** + Expected compliance with bank regulations, policies, procedures, risk management, internal controls, and… more
- First Horizon Bank (Raleigh, NC)
- …maximum customer service in a professional manner. Monitor and train the teller staff in supporting all bank marketing efforts and cross-sell products. ... and client service **Compliance and risk management** + Expected compliance with bank regulations, policies, procedures, risk management, internal controls, and… more
- Main Street Bank (Marlborough, MA)
- …of department goals, objectives, and service level standards; management of the bank 's secondary market portfolios; oversight of all internal , third-party, and ... on schedule. + Serve as the primary liaison for internal and external audits, coordinating audit preparation,...Bank Secrecy Act, NMLS & SAFE Act, and internal risk controls through training and adherence to policies.… more
- Liberty Bank (Middletown, CT)
- …compliance with state and federal regulations. + Scheduling closings with all Liberty Bank Branches + Post-Closing Audit of all executed loan closing documents ... with attorneys regarding the status of loan closings. + Interact with Liberty Bank 's closing attorney for Borrower in order to obtain all accurate information… more
- TD Bank (Greenville, SC)
- …and expert independent professional judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to ... Compliance **Job Description:** **Why Work with Us?** At TD Bank US Compliance, we're on a mission to build...assists management in presenting these findings to business line staff and senior management + Oversees and/or independently performs… more