- Principal Financial Group (Des Moines, IA)
- …looking for an experienced attorney to join our legal team to lead regulatory examinations, and to assist our retail broker-dealer with its legal needs. This ... Requires JD with 10+ years of experience as an attorney with securities regulatory experience + Must...vacation, personal or short-term illness. Employees don't accrue a bank of time off under FTO and there is… more
- SMBC (Jersey City, NJ)
- …across the bank and will report to the Director of Regulatory Change Management. **Qualifications and Skills** + Bachelor's degree or equivalent required. ... law firms. + Experience in analyzing and interpreting laws, rules, regulations and regulatory guidance related to bank holding companies and foreign banking… more
- Citigroup (New York, NY)
- …200,000 employees worldwide. The Transformation Legal Group is a part of Citi's broader bank regulatory legal group and provides legal advice and counsel in ... Citi's Legal Department is seeking a motivated and experienced attorney (C-14 - Senior Vice President) to join the...ideal candidate will have experience providing legal advice on bank regulatory issues. + Familiarity with complex… more
- Mastercard (New York, NY)
- …of money transmission/payment services licenses. The ideal candidate is a seasoned regulatory attorney with demonstrated expertise in payments regulation and a ... Experience in cross-border payments, and developing and managing related regulatory compliance programs for large bank or...managing related regulatory compliance programs for large bank or non- bank financial institution * Proven… more
- Truist (Miami, FL)
- …Wealth Management serves as the International Center of Excellence for the Bank . Our focus is to develop and deepen relationships with international clients, ... local advisory board members, etc.), and external partners such as CPA's, attorney 's, civic associations and other individuals and organizations that will enhance… more
- MyFlorida (Fort Lauderdale, FL)
- …. Requisition No: 853596 Agency: Office of the Attorney General Working Title: OPS INVESTIGATIVE RESEARCH ASSISTANT - ... This temporary position is in the Office of the Attorney General within the Consumer Protection Division in Fort...FDUTPA. This position may also require the analysis of bank accounts, the flow of money, and may include… more
- Comerica (Detroit, MI)
- …The Senior Counsel will support one or more lines of business or division of the bank , including, but not limited to, the bank 's products and services for wealth ... highest level of legal analysis, integrity, trust, and judgment. The successful attorney must have excellent oral and written communication skills, superb people… more
- Univision Communications, Inc (Miami, FL)
- We are seeking a highly skilled Senior Director, Legal Attorney - Corporate and Procurement to provide strategic legal support across corporate governance, capital ... and procurement. The successful candidate will ensure compliance with regulatory requirements, manage complex transactions, and provide expert legal counsel… more
- Middlesex Savings (Acton, MA)
- …with prescribed compliance, security and risk protocols. Maintains proficiency in regulatory compliance. Complies with all Bank policies including those ... responsibility of the Banker II to represent Middlesex Savings Bank to the public and to their colleagues, and...they are proficient with basic trust accounts, powers of attorney , basic IRAs, foreign wires, safe deposit box opening… more
- Middlesex Savings (Westborough, MA)
- …Lending Group and Community Banking after closing. Ensures compliance with Bank policy, state and federal regulation. Performs any functions, within scope ... is missing from closing package. + Reviews all loans for adherence to Bank credit policy relative to rate, term, collateral, etc. Identifies Credit Policy… more