- Ochsner Health (Gretna, LA)
- …knowledgeable on current federal, state and local laws, accreditation standards or regulatory agency requirements that apply to the assigned area of responsibility ... and ensures compliance with all such laws, regulations and standards. Complies...regulations and standards. Complies with the Ochsner Health System Compliance & Privacy Program and Standards of Conduct, including… more
- Scotiabank (Houston, TX)
- …Compliance activities such as, but not limited to the development of Compliance Policies & Procedures, performing regulatory horizon scanning and impact ... of new and existing policies, procedures and guidelines designed to ensure compliance with regulatory requirements and industry best practices. + Development… more
- Raymond James Financial, Inc. (New York, NY)
- …for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions, ... professionals to support business growth and adapt to changing regulatory landscapes. + Foster a culture of compliance... practices, concepts, and procedures. + SEC, FINRA, FRB Bank Holding Company, and state regulatory frameworks.… more
- Robert Half Finance & Accounting (Minneapolis, MN)
- …Responsibilities . Lead and oversee all aspects of the bank 's compliance programs, ensuring adherence to regulatory requirements, including CRA, ECOA, HMDA, ... with executive and operational teams to ensure alignment of regulatory compliance priorities with overall business objectives....or audits. This is an opportunity to lead meaningful compliance efforts that impact both the bank … more
- Robert Half Finance & Accounting (Basehor, KS)
- …of experience in the banking industry, with a focus on compliance and regulatory standards. * In-depth knowledge of the Bank Secrecy Act (BSA) and other ... with regulatory agencies, including OCC, managing inquiries, submissions, and compliance examinations. + Risk Management: Identify and mitigate regulatory … more
- Huntington National Bank (Minnetonka, MN)
- …enhancement focused on customer feedback and needs. + Strong focus on compliance - adhere to company policies and regulatory requirements- strong partnership ... support the creation and management of the expansion strategies to target new to bank customers. + Lead consumer research while embracing the test and learn mindset… more
- Regions Bank (Hoover, AL)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... process management or related experience with emphasis on business process modeling, analysis, compliance , and/or risk management + Or High School Diploma or GED and… more
- Huntington National Bank (Denver, CO)
- …the growth and success of our treasury management business at Huntington Bank . You will deliver sophisticated treasury solutions tailored to complex business needs ... ensuring revenue growth and high utilization of treasury solutions + Risk Management & Compliance : Manage risk and ensure compliance with relevant regulations +… more
- Huntington National Bank (Houston, TX)
- …of prospects and clients. Accountable for risk evaluation and associated regulatory compliance requirements. + Provides independent, in-depth analysis of ... circumstances. Includes management of portfolio risk and adherence to all regulatory and compliance guidelines. A critical component of this role is early… more
- Regions Bank (Hoover, AL)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... + Ensures systems and applications are implemented with compensating controls to meet regulatory requirements (eg GLBA, SOX, HIPPA, FFIEC, etc.) as well as other… more