- JPMorgan Chase (New York, NY)
- …and other Control functions. Additionally, you will need to have experience in Compliance , as well as familiarity with regulatory best practices. **Job ... Sales and Trading businesses within the Corporate & Investment Bank line of business (LOB). You will be required...compliance and conduct risks. + Collaborate with legal, regulatory engagement, the business and other control functions to… more
- Fiserv (Berkeley Heights, NJ)
- …Head of Embedded Finance Compliance at Fiserv, you will lead regulatory compliance oversight across Fiserv's evolving embedded finance and digital asset ... role requires deep expertise in financial services regulation, emerging fintech compliance frameworks, and digital asset regulatory landscapes. The successful… more
- MUFG (Chicago, IL)
- …matters. Ensure adherence to all bank policies and procedures related to regulatory compliance as required. + Perform and coordinate other duties and ... and pitching to prospective clients. Promote cross-selling initiatives across the Bank 's services to enhance sector penetration and returns, turning client… more
- Scotiabank (Dallas, TX)
- …and executive committees. + Support and maintain US Records Inventory supporting the Bank 's compliance with the applicable regulatory requirements + ** ... **What You'll Bring** + Experience with non-financial risks, controls, and regulatory compliance within Capital Markets businesses + Communication: Strong… more
- KeyBank (Brooklyn, OH)
- …on compliance related questions and concerns; staying abreast of industry and regulatory developments that are applicable to the Bank 's fiduciary business. + ... + Minimum of 2 years of experience as a compliance officer/internal auditor for a national bank in the fiduciary space + Experience using enterprise governance… more
- Robert Half Accountemps (Chelsea, MA)
- …and implement corrective actions. * Provide expertise in anti-money laundering (AML) and Bank Secrecy Act (BSA) compliance processes. * Develop and recommend ... management. * Maintain accurate and organized documentation to support compliance efforts. * Stay updated on regulatory ...anti-fraud strategies. * Expertise in Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) compliance . * Proven… more
- NCR VOYIX (Irving, TX)
- …software development, sales, and other operations teams to effectively mitigate compliance risk + Manage relationships with regulatory associations and ... govern policies, procedures and controls + Manage internal and external audits, regulatory inquiries, and compliance assessments, including audits conducted by… more
- Citigroup (Washington, DC)
- Serves as a senior compliance risk manager for Independent Compliance Risk Management (ICRM) Sanctions responsible for overseeing the Level 3 alert review hub ... procedures, processes related to monitoring and fostering awareness of sanctions regulatory requirements that Citi must comply with; assessing related sanctions risk… more
- Catalent Pharma Solutions (Kansas City, MO)
- …Follow cGMP requirements for legible, accurate and thorough documentation to meet regulatory compliance . Mentor junior colleagues in good documentation practices ... experience + Must demonstrate knowledge of CSV, Validation, Quality, IT and Regulatory Compliance . Familiarity with cGMPs, ISPE GAMP5, fundamental validation… more
- MUFG (Tampa, FL)
- …initiatives. + Ensures adherence to all bank policies and procedures relative to Regulatory Compliance including but not limited to the Bank Secrecy Act, ... review of legal loan documentation against required legal, credit, and regulatory approvals, as per bank policy, as well as perform review and verification of… more