- Robert Half Finance & Accounting (Waltham, MA)
- …the Credit Officer supports other bank functions like risk management, regulatory compliance , and loan reviews while collaborating with lending officers to ... Description Our client is a Commercial Bank in the Greater Boston area looking to...preparing various credit-related reports, and identifying cross-sell opportunities for bank offerings. Strong qualifications for this role include formal… more
- Raymond James Financial, Inc. (New York, NY)
- …for the Capital Markets division. This role requires significant industry expertise, regulatory acumen, and leadership skills to manage compliance functions, ... professionals to support business growth and adapt to changing regulatory landscapes. + Foster a culture of compliance... practices, concepts, and procedures. + SEC, FINRA, FRB Bank Holding Company, and state regulatory frameworks.… more
- Robert Half Finance & Accounting (Minneapolis, MN)
- …Responsibilities . Lead and oversee all aspects of the bank 's compliance programs, ensuring adherence to regulatory requirements, including CRA, ECOA, HMDA, ... with executive and operational teams to ensure alignment of regulatory compliance priorities with overall business objectives....or audits. This is an opportunity to lead meaningful compliance efforts that impact both the bank … more
- American Express (New York, NY)
- …creates and maintains a robust model risk management framework which ensures regulatory compliance , fosters innovation and contributes positively to business ... safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates...and liquidity risk function provides independent oversight of the bank 's interest rate, FX, and funding risks. We set… more
- Capital One (Mclean, VA)
- …the overall culture of Capital One. **Role Description** GV&I is seeking a Manager-level Compliance Advisor with a regulatory / compliance background to ... or compliance at a financial institution, consulting firm, or regulatory agency **Preferred Qualifications:** + Master's degree in Business Administration, Juris… more
- Chemung Canal Trust Company (Elmira, NY)
- … compliance needs and other duties as assigned. + Schedules and performs compliance reviews as outlined by the bank 's compliance monitoring schedule ... The review schedule includes testing the key functions, processes, and controls of the bank to ensure compliance with current laws and regulations. + Assists in… more
- BMO Financial Group (Frankfort, IL)
- …Complies with legal and regulatory requirements for the jurisdiction. + Protects the Bank 's assets in compliance with all regulatory , legal, and ethical ... ensure accurate data entry and lending application recommendations in compliance with legal and regulatory requirements and...risk management framework to the portfolio to protect the Bank 's assets and maintain the quality of the lending… more
- Scotiabank (Dallas, TX)
- …You'll Do** + Scope and execute compliance testing in order to assess compliance with legal, regulatory and internal firm policy requirements. + Focus on the ... management and validation testing efforts. + Understand how the Bank 's risk appetite and risk culture should be considered...reporting experience. **What You'll Bring** + 5-7 years of compliance , audit or regulatory exam support, at… more
- KeyBank (Cleveland, OH)
- …training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and ... maintains relevant professional and/or industry sponsored certifications in risk management and/or compliance (eg - Certified Regulatory Compliance Manager… more
- BMO Financial Group (Milwaukee, WI)
- …sensitive Bank , customer, transactional and employee information to ensure compliance with regulatory requirements.** **Communicates the roles and importance ... is looking for a Compliance Officer. We focus on regulatory compliance for Commercial Banking, including Commercial Lending & Leasing and Treasury Payment… more