- Citizens (Columbus, OH)
- …Strong knowledge of banking deposit/credit products and services + Strong knowledge of bank operations/systems and compliance / regulatory issues Hours & Work ... Schedule + Hours per Week: 40 + Work Schedule: Monday - Friday Some job boards have started using jobseeker-reported data to estimate salary ranges for roles. If you apply and qualify for this role, a recruiter will discuss accurate pay guidance. Equal… more
- Lincoln Financial (Greensboro, NC)
- …at a Glance** We are excited to bring on a Consultant, Advertising Compliance to support our Lincoln Financial Distributors (wholesale) business unit in reviewing ... and social media. * Acting as subject matter expert regarding firm and regulatory guidelines including FINRA, SEC, NAIC and various individual states. * Directing… more
- New York State Civil Service (New York, NY)
- …or practices.* Reviewing financial institution programs, policies and procedures for compliance with legal and regulatory requirements.* Evaluating financial ... Title Virtual Currency Application Analyst (Financial Services Specialist 1 ( Compliance ), SG-18) Occupational Category Financial, Accounting, Auditing Salary Grade… more
- TEKsystems (Des Moines, IA)
- …and filing required reports, such as Suspicious Activity Reports (SARs), with relevant regulatory bodies. + Regulatory Compliance : Ensuring adherence to ... anti-money laundering laws, regulations like Bank Secrecy Act & USA PATRIOT Act), and internal...communication and collaboration skills. + Experience working in structured, compliance -driven environments. Pay and Benefits The pay range for… more
- SMBC (New York, NY)
- …and understanding of traditional financial analysis. + Strong understanding of bank regulatory topics with a focus on compliance to all relevant policies and ... with SMFL Credit Policy, CRVD standards and other SMBC credit and compliance regulatory expectations. + Ensure that all Underwriting Policy and RAC exceptions… more
- Citizens (Johnston, RI)
- …to support identification and remediation of privacy risk + Execute cross-functional, bank -wide strategies for compliance with all applicable Citizens policies, ... a Privacy Risk Professional to enhance our enterprise privacy and compliance efforts to support Citizens' customer-centric and innovation-minded growth. In this… more
- NVIDIA (Santa Clara, CA)
- …and payment transmissions. + Strong knowledge of KYC, AML, and other regulatory compliance requirements. + Outstanding analytical skills for conducting audits ... in our future! As a Global Payment Operations and Compliance Manager, you will be in a premier finance...to banks. + Ensure system reconciliations between H2H transmission, bank acknowledgements and rejection files. + Develop and maintain… more
- Guidehouse (Richardson, TX)
- …reviews and investigations of alerts/cases and/or files in regard to Bank Secrecy Act (BSA), Anti-Money Laundering, Market Surveillance (Insider Trading, Market ... when suspicious activity is identified in line with client SLA and regulatory reporting requirements. + Execute and deliver high quality work product, functioning… more
- Robert Half Management Resources (North Haven, CT)
- …internal policies and procedures and work closely with external legal counsel on regulatory requests. Requirements Compliance , AML - Anti Money Laundering, BSA - ... Description Our financial servcies client needs a Compliance Manager with BSA/AML experience. Responsible for monitoring day-to-day compliance , serve as the… more
- Robert Half Accountemps (San Antonio, TX)
- …+ Understanding of regulatory concepts including, but not limited to, the Bank Secrecy Act, Office of Foreign Assets Control sanctions, and the USA PATRIOT Act ... Description + Position: AML Compliance Analyst (Contract Role) + Location: 3700 Wiseman...through Quality Analysis whether alerts were properly cleared by Compliance Alerts Analysts. + Ensure Alert data has been… more