- Navy Federal Credit Union (Vienna, VA)
- …of operations + Coordinates and supervises the review and analysis of federal regulatory compliance efforts + Prepares responses to regulatory requests ... matter expert with Navy Federal business units to ensure regulatory compliance in order to facilitate, improve,...range, based on your experience, location and market position Bank Secrecy Act: Remains cognizant of and adheres to… more
- KeyBank (NY)
- …and monitoring processes (including analytics), and applicable techniques for implementation of regulatory compliance requirements and compliance processes + ... training or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and… more
- American Express (New York, NY)
- …as well as related governance activities. + Knowledge of relevant regulatory compliance requirements, preferably relating to regulated financial institutions ... operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall… more
- Vanguard (Malvern, PA)
- …ensure adherence to regulatory requirements. Serves as Chief AML Officer and Bank Secrecy Compliance Officer for the Vanguard Funds and affiliated US ... partners. + Regulatory Engagement: Serve as the primary liaison with regulatory bodies regarding Financial Crime compliance , ensuring timely and accurate… more
- Marex (New York, NY)
- …Dealer support functions such as Trade Reporting, Operations, and Finance. + Ensuring compliance with the company's regulatory requirements under the SEC, FINRA, ... personnel. + Ability to make, support and defend difficult and complex regulatory / compliance decisions in a fast-paced and high-pressured environment. +… more
- JPMorgan Chase (New York, NY)
- …and other Control functions. Additionally, you will need to have experience in Compliance , as well as familiarity with regulatory best practices. **Job ... Sales and Trading businesses within the Corporate & Investment Bank line of business (LOB). You will be required...compliance and conduct risks. + Collaborate with legal, regulatory engagement, the business and other control functions to… more
- Fiserv (Berkeley Heights, NJ)
- …Head of Embedded Finance Compliance at Fiserv, you will lead regulatory compliance oversight across Fiserv's evolving embedded finance and digital asset ... role requires deep expertise in financial services regulation, emerging fintech compliance frameworks, and digital asset regulatory landscapes. The successful… more
- KeyBank (Brooklyn, OH)
- …on compliance related questions and concerns; staying abreast of industry and regulatory developments that are applicable to the Bank 's fiduciary business. + ... + Minimum of 2 years of experience as a compliance officer/internal auditor for a national bank in the fiduciary space + Experience using enterprise governance… more
- MUFG (Tampa, FL)
- …initiatives. + Ensures adherence to all bank policies and procedures relative to Regulatory Compliance including but not limited to the Bank Secrecy Act, ... review of legal loan documentation against required legal, credit, and regulatory approvals, as per bank policy, as well as perform review and verification of… more
- Robert Half Accountemps (Chelsea, MA)
- …and implement corrective actions. * Provide expertise in anti-money laundering (AML) and Bank Secrecy Act (BSA) compliance processes. * Develop and recommend ... management. * Maintain accurate and organized documentation to support compliance efforts. * Stay updated on regulatory ...anti-fraud strategies. * Expertise in Anti-Money Laundering (AML) and Bank Secrecy Act (BSA) compliance . * Proven… more