- Scotiabank (Dallas, TX)
- …business strategies and objectives. Ensures all activities are conducted in compliance with governing regulations, internal policies and procedures. Collaborate with ... Cloud Engineering leads, aligned risk leads, first line of defense (1LOD), Regulatory Relations, Internal Audit, and the Enterprise Technology Risk Management team.… more
- BMO Financial Group (Las Vegas, NV)
- …syndications. Ensures the required internal control standards, including adherence to audit, regulatory and compliance policies. + Develops new business by ... BMO is the 8th largest bank in North America and the 4th largest...monitoring, and reporting specific to assigned business group for regulatory remediation. + Analyzes financial and related data to… more
- Scotiabank (New York, NY)
- …Client Hedges + Negotiating ISDAs and ensuring clients have satisfied the Bank 's KYC/Derivative Regulatory Requirements + Working with Credit, and banking ... various fixed income and currency derivative products to the Bank 's lending Corporate Clients in the United States. The...getting in place ISDA documentation, Credit lines and Derivative Regulatory Items for any Corporate Client that is a… more
- Banc of California (Durham, NC)
- …This position will perform a variety of tasks related to ensuring the Bank 's compliance under the Community Reinvestment Act.("CRA") In this role, major ... internal and regulatory reporting. + Supports the operations of the Bank 's Charitable Foundation. + Keeps current with regulatory changes, supervisory… more
- Zions Bancorporation (Salt Lake City, UT)
- …for the business and risk management. + Administers control testing within the Bank 's governance, risk, and compliance (GRC) tool. + Makes recommendations, ... techniques and concepts, and accounting principles. + Extensive knowledge of various bank and government regulatory requirements, including COSO and FDICIA. +… more
- BMO Financial Group (Chicago, IL)
- …that approved loans are in accordance with sound credit-granting principles and in compliance with Bank policies, procedures and guidelines. + Oversees the ... the maintenance of required internal control standards, including adherence to audit, regulatory and compliance policies. + Leads various strategic initiatives… more
- SMBC (New York, NY)
- …+ Reviewing advertisements, disclosures and other matters and transactions having regulatory compliance implications. + Assisting and responding to internal ... Department, to support the Cash Management System business with a focus on Bank operations including commercial deposits and funds transfer and payments systems, for… more
- SMBC (Los Angeles, CA)
- … to ensure treasury products are delivered efficiently, securely, and in compliance with regulatory standards. * Implement strong controls and governance ... portfolio of benefits to its employees. Our mission is to be "the bank of choice" for middle market and professional service companies by establishing long… more
- Middlesex Savings (Westborough, MA)
- …proficiency in regulatory and competitive developments within the area of bank operations. Ensure that departmental operations are in compliance with ... project/department goals and objectives are met. + Ensures full compliance with the Bank 's Information Security Policies and Procedures. + Ensures team adherence… more
- Scotiabank (New York, NY)
- …and ensure compliance to any relevant regulations. Understand how the Bank 's risk appetite and risk culture should be considered in day-to-day activities and ... groups, and external partners. + Provide oversight and governance to the bank 's International Banking (IB) groups to develop and deliver a unified transaction… more