- Santander US (Dallas, TX)
- …Responsible for supporting Know Your Customer (KYC) execution in accordance with the Bank compliance policies and procedures. The role plays an important part ... processes and policies of US Santander Corporate and Investment Bank (SCIB). Objectives are to 1) ensure compliance...to time, support of ad hoc projects to support regulatory , legal, bank and audit requirements. Disposition… more
- BMO Financial Group (Chicago, IL)
- …risk management and governance framework and practices leveraged across BMO; ensures compliance with regulatory guidance and expectation for Model Risk ... Management and serves as a regulatory liaison. Develops and implements Model Risk policies and...effective challenge to model stakeholder operating procedures to ensure compliance with requirements and expectation of the Model Risk… more
- Banco Popular Puerto Rico (San Juan, PR)
- …JD/MBA) are highly valued. Experience + At least 2 years of experience in regulatory compliance , legal risk management, or quantitative analysis is desirable. + ... and other forms of financial crimes monitoring. + Draft detailed technical and regulatory reports on model risk, ensuring compliance with frameworks such as… more
- Wells Fargo (Irving, TX)
- …data assets are managed with the highest standards of integrity, performance, and regulatory compliance . You will be instrumental in driving our data platform ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Comerica (Farmington Hills, MI)
- …shared services stakeholders to provide consulting support to drive awareness and compliance with the Bank 's enterprise risk management framework, policies and ... of risk, to ensure protection of customers' and the Bank 's data and other assets. May interact with all...Risk perspective. Execute SLOD review, credible challenge to complete regulatory risk assessments in compliance with guidelines/… more
- Banc of California (Chicago, IL)
- …lending staff to provide support, underwriting assistance and credit approval ensuring compliance with credit policy and regulatory guidance. + Manages, ... CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one...with lending staff. + Reviews reports to ensure reporting/operating compliance and real estate inspection ticklers are maintained. +… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- JPMorgan Chase (Delaware, OH)
- …and update policies, procedures, and standards to ensure effective risk management and compliance + Ensure compliance with regulatory standards, engaging ... ad hoc support cross functionally for Consumer & Community Bank Technology + Work across the team to develop...including key cross-functional team leads and auditors, to ensure compliance with legal, regulatory , and industry standards… more
- Comerica (Dallas, TX)
- …be responsible for driving toward zero tolerance on trading and other errors, and compliance with all firm and regulatory policies and procedures. This position ... Strategists and the support staff to remain abreast of industry developments and regulatory requirements. The leader is required to be a subject matter expert… more