- Comerica (Farmington Hills, MI)
- …for both commercial and consumer loans across multiple lines of business within all bank markets, while ensuring compliance with all federal and state laws, ... regulations, and bank policies. The primary responsibility of the quality reviewer...State Laws. Maintains a comprehensive understanding of legal and regulatory standards to assess risks associated to information obtained… more
- Citigroup (New York, NY)
- …Receipt programs (eg, ADRs, GDRs), including program structure, lifecycle management, regulatory compliance (eg, SEC filing requirements), and market dynamics. ... (dividends, stock splits, rights issues) as they pertain to DRs. **2. Regulatory and Compliance Landscape** + **SEC Regulations:** Comprehensive understanding of… more
- SMBC (New York, NY)
- …As part of SMBC Americas' strategy to build a commercially competitive, US regulatory -based Commercial and Investment Bank , SMBC Americas Division has launched ... understanding of data management principles, and the ability to navigate complex regulatory and control environments. The role will manage end-to-end delivery for… more
- BMO Financial Group (City Of Industry, CA)
- …of Credit and Bank Guarantees, Clean/Documentary Collections and Drafts. Ensures compliance with all regulatory topics and reporting requirements related to ... Includes (but is not limited to) reviewing transactions to ensure full compliance with regulations and Bank requirements and maintaining confidentiality of… more
- Citigroup (New York, NY)
- …experience must include: Global financial market and macroeconomic trends analysis; Regulatory compliance : Financial Accounting Standards Board (FASB) hedge ... Lead Analyst for its New York, New York location. Duties: Support bank 's foreign currency balance sheet management. Manage regulatory liquidity allocation… more
- Scotiabank (New York, NY)
- …and ad-hoc risk reports to management and board level committees and other regulatory bodies, working with various stakeholders. The Senior Manager will also provide ... risk reporting for various management and board level committees and regulatory bodies. + Agenda setting and tracking + Development of presentation… more
- Scotiabank (Tampa, FL)
- …strategies and objectives. Ensures all activities conducted are in compliance with governing regulations, internal policies and procedures. **Accountabilities** + ... a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems and knowledge. + Ensure the proper completion of daily,… more
- CIBC (IL)
- We're building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing what's right for our clients. ... manner. **Effective Risk Assessment:** Ensure underwriting decisions align with the bank 's guidelines, risk appetite, policies, and consumer laws and regulation… more
- BMO Financial Group (Appleton, WI)
- …work processes for sales and service management, risk management and compliance within prescribed limits to maximize effectiveness and efficiency. Optimizes ... Develops new business by contacting prospects and clients, and by cross-selling Bank products and services that include credit, trust/investment and cash management.… more
- FirstBank PR (San Juan, PR)
- …all applicable banking laws and regulations, including but not limited to the Bank Secrecy Act (BSA). + Conduct compliance investigations as required, ... Relationship Specialist is responsible for managing and servicing the Bank 's portfolio of Act 20/22 clients, as well as...that meets or exceeds expectations. + Assist in cross-selling bank products and services to existing clients based on… more