- Banc of California (Santa Ana, CA)
- …OPPORTUNITY** The VP Assistant Controller will be critical in overseeing the bank 's general accounting team, ensuring financial accuracy, compliance , and process ... CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary,… more
- Comerica (Houston, TX)
- …precedent are met. The scope of responsibilities includes data accuracy, pre-closing regulatory compliance , credit approval compliance , due diligence ... team also operates under customer-driven tight deadlines and expectations, while ensuring the bank does not commit to lending millions of dollars until the approved… more
- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …or revised legislation. + Maintain a comprehensive understanding of the regulatory process. + Facilitate resolutions of consumer complaints. + Recommend disciplinary ... the staff and operations of a major sub-unit or regulatory program of a Division. EXAMPLES OF DUTIES +...Assesses the ability and performance of management and the compliance and soundness of regulated entities; + Assesses … more
- Lincoln Financial (Charlotte, NC)
- …I, X-Factor reports, Preferred Mortality reports, ALM, PBR, Annual Statement preparations, regulatory compliance , and special projects for all lines of ... goal of building collaborative relationships across the organization as it aids in regulatory compliance and risk management oversight. The team has the pleasure… more
- Motion Recruitment Partners (New York, NY)
- …trading platforms (ATS, electronic exchanges), trading desk (NASDAQ) and SEC regulatory requirements. * Background in Legal/ compliance , audit, or data/metrics ... as a Trading Systems Analyst with an innovative global bank in New York, NY. Contract role with strong...backgrounds * Knowledge of the US regulatory environment pertaining to alternative trading systems and the… more
- BMO Financial Group (Chicago, IL)
- …products, and services comply with both internal enterprise and external regulatory requirements. This Risk Governance Specialist is accountable for implementing ... 1LOD Wealth Management operations. + Conduct impact assessments of new regulatory /enterprise mandates on existing processes, identifying gaps and adjustment needs. +… more
- MUFG (Tempe, AZ)
- …& Compliance : Ensure adherence to data governance policies and regulatory requirements, particularly in support of risk and financial crimes compliance ... Data Platform Business Director will serve as the Business Owner of the bank 's enterprise data platforms, including data warehouses and the data lake. This… more
- Comerica (Dallas, TX)
- …the effectiveness of the overall control environment, including for SOX compliance . Conducts testing of control design and operating effectiveness; including issue ... culture by fostering rigor and discipline focused on risk and compliance awareness, ethical business practices, transparency, and escalation. Learns continuously… more
- Otsuka America Pharmaceutical Inc. (Albany, NY)
- …planning, execution, and follow-up of internal and external audits to ensure compliance with regulatory requirements. + ** Regulatory Authority Engagement:** ... trial and submission support, lead the R&D audit program, engage with regulatory authorities, and maintain clinical data integrity. The leader will be responsible… more
- CIBC (Chicago, IL)
- …for Operational Process Controls (OPCs), Financial Process Controls (FPCs) and Regulatory Compliance Management (RCM) controls. Develop & present Executive ... We're building a relationship-oriented bank for the modern world. We need talented,...settlement/fulfillment processes. Extensive knowledge of risk management, audit & regulatory compliance principles, practices, policies and procedures.… more