- Comerica (Costa Mesa, CA)
- …and questions. Complete understanding of policies and procedures for firm and regulatory compliance . Copy and retain all necessary documentation. Maintain ... This position holds responsibilities in 4 primary categories: Sales Support, Compliance , Customer Service, and Teamwork. Some of the primary responsibilities are… more
- MUFG (New York, NY)
- …in the bank 's Core Systems ensuring customer information is in compliance with applicable laws, regulations and industry standard practice and taking due ... all bank documents ("Legal Documents") submitted with business transactions and maintain compliance with all bank policies and procedures and work in a… more
- SMBC (Jersey City, NJ)
- …and implement process improvements. + Familiarity with banking policies and regulatory compliance requirements. \#LI-ME1 SMBC's employees participate in a ... controls. They also coordinate responses to internal and external audits, regulatory inquiries, and internal testing requests, ensuring timely and accurate delivery… more
- SMBC (New York, NY)
- …to optimize cash flow, improve liquidity forecasting, and ensure bank compliance with both US and international regulatory requirements. This role will ... market trends. + Expertise in liquidity accuracy, balance sheet management regulatory compliance , and liquidity stress testing. **Additional Requirements**… more
- Banco Popular Puerto Rico (San Juan, TX)
- …years of related experience with Identity Governance, IT Controls, Audit or Regulatory Compliance in a complex technological environment within the financial ... - Puerto Rico General Description Play a critical role in ensuring the bank 's identity and access governance program aligns with internal control frameworks and… more
- Insight Global (Quincy, MA)
- Job Description A large retail & commercial bank is looking for an Associate, Business Control & Risk Management GRC to join their infrastructure team. The role can ... Central as they will be working EST hours. The bank has close to $90B in assets, 9K employees...impacting the Business Line. Understand where operational, strategic, reputational, compliance , and model risks exist in the Business Line… more
- Citigroup (Jersey City, NJ)
- Job Description **About Citi** Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and ... and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi creates economic value that is… more
- Santander US (Miami, FL)
- …and remediation. Represents or supports the reputation of the company to minimize compliance and regulatory risk by resolving issues and ensuring adherence to ... services sector, particularly the products and services of a commercial or investment bank . + Advanced understanding of the regulatory environment and how the… more
- Banc of California (Santa Ana, CA)
- …CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, ... Banc of California (the " bank "). Banc of California is one of the nation's...data products with a strong emphasis on finance and regulatory data domains. This role will ensure business requirements… more
- Wells Fargo (Minneapolis, MN)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Portfolio Strategy & Credit Administration team within the Corporate and Investment Bank . This senior leadership role is responsible for overseeing the Corporate … more