- American Express (New York, NY)
- …as well as related governance activities. + Knowledge of relevant regulatory compliance requirements, preferably relating to regulated financial institutions ... operates in a safe, sound, and fully compliant manner with all applicable regulatory expectations. Global Risk & Compliance creates and maintains the overall… more
- TD Bank (New York, NY)
- …and compliance stakeholders on complex conflict scenarios + Monitor regulatory developments and industry best practices to ensure the firm's conflict management ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $225,000 - $250,000 USD TD is...and other business units within TD Securities and TD Bank as needed + Oversee the design, implementation, and… more
- UMB Bank (Kansas City, MO)
- …corporations. This team provides timely, accurate, and seasoned judgment related to regulatory compliance risk, suggests strategies for mitigating risk, promotes ... business. This position will conduct transaction and control testing to validate regulatory compliance with policies, regulations and laws that govern fiduciary… more
- Bank OZK (Little Rock, AR)
- …banking or similarly regulated field, required. + Experience in lending production, bank operations/administration, and/or bank compliance or audit, ... is accurate in accordance with and as required by regulatory and Bank standards . + Participates...by Compliance Leadership. + Coordinates with the Compliance staff and other Bank employees on… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …advisory governance processes . Recommend protocols and areas of focus for compliance testing. . Support post-implementation validation of regulatory change ... the Bank and effectively manage expectations of leadership. #LI-GM1 Compliance Officer II-Commercial Payments At Fifth Third, we understand the importance of… more
- Mizuho Corporate Bank (New York, NY)
- …industry, ideally with particular emphasis on Volcker, Corporate Treasury activities, Bank regulations compliance , derivatives regulations and cross border ... The individual will be joining the Volcker Compliance and Americas Treasury Department Advisory team. The...improvement, increasing efficiency, and ensuring that the firm meets regulatory expectations and industry best practice Assist with Metrics… more
- Mizuho Corporate Bank (New York, NY)
- …across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, ... related field- Cloud architecture certifications (Azure preferred)- Experience with compliance screening technologies and regulatory reporting systems-… more
- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize...and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- First Horizon Bank (Memphis, TN)
- … background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external ( regulatory ) examinations preferred. ... of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal… more
- Cherry Bekaert (Des Moines, IA)
- …practice, we have an excellent opportunity for a **Senior Associate ( Regulatory Compliance )** to join our team providing internal audit, ... regulatory compliance and risk management services to banks and financial...you are a current public accounting professional or internal bank auditor seeking an opportunity for career growth within… more
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