- Citigroup (San Francisco, CA)
- …through converting referral leads . Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/AML ... supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments...and other compliance norms . Partner with all roles on branch… more
- Santander US (West Boylston, MA)
- …a team, managing sales activities, deepening customer relationships, and ensuring compliance with banking regulations. This role includes fostering a positive work ... phone, or through digital channels. + Accountable for risk management and compliance within a complex business environment, ensuring adherence to all company… more
- Citigroup (Paramus, NJ)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML ... supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments...and other compliance norms + Partner with all roles on branch… more
- Citigroup (Jersey City, NJ)
- **About Citi:** Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions. Citi ... and investment banking, securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi creates economic value that is… more
- Citigroup (Irving, TX)
- **Overview of the Role:** Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and ... securities brokerage, transaction services, and wealth management. As a bank with a brain and a soul, Citi creates...key performance indicators reported to senior management and external regulatory agencies + Develop User acceptance test plans for… more
- Santander US (New York, NY)
- …for the bank across all risks: Financial / Credit, Legal, Reputational, Regulatory , Compliance , etc. + Reporting to senior management regarding the progress ... enhancing existing revenue streams. + Coordinating stakeholders both internal (CDD, Compliance , Risks, Legal, IT, Compliance , Operations, etc.) and external… more
- Citigroup (New York, NY)
- …**Risk & Compliance ** : Ensure operational processes adhere to Citi's regulatory , security, and compliance requirements. **Qualifications** + 15+ years of ... **Overview of Citi:** Citi, the leading global bank , has approximately 200 million customer accounts and does business in more than 160 countries and jurisdictions.… more
- Comerica (Farmington Hills, MI)
- …contained in the Consumer Loan Center (CLC) collections portfolio including regulatory and compliance reporting. This includes the development, modification ... reports to ensure accuracy. Provide audits of all various reports and compliance reviews including internal audits and external exams across multiple areas within… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …and internal control practices. + Coordinate with the Enterprise Risk and Compliance Departments to align controls that address regulatory feedback and ... Controls Assurance & Oversight is responsible for the day-to-day management of the bank 's internal control programs, under the direction of the Head of Enterprise… more
- Banco Popular Puerto Rico (San Juan, PR)
- …branches are met or exceeded. * Regularly reviews customer information to ensure compliance with BSA ( Bank Secrecy Act), AML (Anti-Money Laundering), and KYC ... personalized investment strategies. The Financial Consultant must also ensure compliance with industry regulations and internal policies while maintaining strong… more