- Mizuho Corporate Bank (New York, NY)
- …across multiple partner applications and systems- Develop modernization roadmaps ensuring regulatory compliance continuity- Collaborate with Legal, Risk, ... related field- Cloud architecture certifications (Azure preferred)- Experience with compliance screening technologies and regulatory reporting systems-… more
- Bank OZK (Little Rock, AR)
- …banking or similarly regulated field, required. + Experience in lending production, bank operations/administration, and/or bank compliance or audit, ... is accurate in accordance with and as required by regulatory and Bank standards . + Participates...by Compliance Leadership. + Coordinates with the Compliance staff and other Bank employees on… more
- M&T Bank (Buffalo, NY)
- …applicable compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Promote an environment that supports belonging ... and execution of validation procedures for Internal Audit and Regulatory issues that require subject matter expertise. + Organize...and reflects the M&T Bank brand. + Maintain M&T internal control standards, including… more
- City National Bank (Los Angeles, CA)
- … Officer will work closely with the members of a team focusing on regulatory compliance issues with respect to marketing and other investor/third party materials ... * Review marketing material for consistency with applicable US and International regulatory standards * Analyze marketing material for compliance with … more
- First Horizon Bank (Memphis, TN)
- … background required (2-4 years). Background in preparing for internal ( Compliance Testing and/or Audit) and external ( regulatory ) examinations preferred. ... of all Products and Services to all applicable regulations in which Corporate Compliance has oversight responsibility. Must have a knowledge of all state and federal… more
- JPMorgan Chase (New York, NY)
- Bring your expertise to JPMorgan Chase. As part of Risk Management and Compliance , you are at the center of keeping JPMorgan Chase strong and resilient. You help the ... impact our company, customers, and communities. Our culture in Risk Management and Compliance is all about thinking outside the box, challenging the status quo, and… more
- UMB Bank (Raleigh, NC)
- …corporations. This team provides timely, accurate, and seasoned judgment related to regulatory compliance risk, suggests strategies for mitigating risk, promotes ... with business partners to ensure consideration and accurate implementation of regulatory compliance requirements. + You will review business partner's… more
- Regions Bank (Birmingham, AL)
- …collaboratively facilitating the development of processes and procedures to ensure regulatory compliance , including participation in team meetings, business ... in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) + Strong analytical, research, and reporting… more
- NBT Bank (Rochester, NY)
- Pay Range: $26.66 - $39.10 The Compliance Specialist II is directly responsible for preparing increasingly complex compliance and government filings within ... procedures to ensure accuracy and quality of deliverables. Review compliance and government filings of other team members within...publish Form 5500, Form 5330, Form 8955-SSA and other regulatory forms required. Reconcile and prepare the Form 5500… more
- 1st Financial Bank USA (Southbury, CT)
- …Premier Financial Services is a wholly owned subsidiary of 1st Financial Bank USA.** **Job Title:** Compliance Support Specialist **Location:** Southbury, ... ** Compliance Support Specialist** Location **Southbury, CT** Apply Now...for operational integrity, this role helps ensure adherence to regulatory , vendor, and audit requirements. The ideal candidate will… more