- Mizuho Corporate Bank (New York, NY)
- As the Vice President of Compliance AI Initiatives, you will play a pivotal role in shaping the future of AI risk management and compliance within our ... Department. You will oversee AI initiatives within the Compliance Department and work collaboratively with various Line of...control managers and lines of business for any Audit, Regulatory and Client AI requests. + Provide oversight and… more
- Mizuho Corporate Bank (New York, NY)
- …is a front office function serving Japanese corporate clients in the US The Compliance and Risk Management Unit, part of the Planning Team within ACBD1, is ... responsible for a wide range of compliance matters and risk management initiatives. The primary responsibilities...members to ensure ACBD1 remains fully compliant with the bank 's internal policies and procedures. + Supporting the Unit… more
- Regions Bank (Birmingham, AL)
- … in a specific line of business **Preferences** + Master's degree + Certified Regulatory Compliance Manager (CRCM) **Skills and Competencies** + Ability to learn ... documents to support all risk assessment processes, ensuring clarity, consistency, and compliance with regulatory expectations. + Oversee the development and… more
- Huntington National Bank (Columbus, OH)
- Description The Huntington Capital Markets Enterprise Compliance Risk Director Senior will play a critical role in the execution and implementation of the ... Compliance Program for Huntington's Investment Banking Broker Dealers and...regulators and act as the liaison for all broker-dealer regulatory inquiries and examinations. + Advise and collaborate with… more
- M&T Bank (Getzville, NY)
- **Overview:** As a member of First Line Risk, Regulatory Oversight & Quality Assurance (ROQA), External Exam Management EEM) team, associate will develop implement ... and execute various operational risk/ compliance -related initiatives at the business line level, to include...Advanced knowledge of Excel and PowerPoint is preferred. M&T Bank is committed to fair, competitive, and market-informed pay… more
- First Horizon Bank (New Orleans, LA)
- …+ understand and identify the full range of risks related to processes, regulatory compliance , organization, policy, and technology, + evaluate control design ... 7 Years related auditing experience Relevant financial services industry knowledge ( Regulatory Compliance , Operations) Excellent oral and written communication… more
- Scotiabank (New York, NY)
- …assessment, and management of risks connected with new or emerging sanctions regulatory and legal risks, ensures sanctions compliance and minimizes potential ... Director, Global Sanctions Regulatory and Emerging Risks **Requisition ID:** 228912 **Salary... changes, analyze potential impacts, develop strategies to ensure compliance and minimize potential liabilities. The incumbent will advise… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more
- M&T Bank (Wilmington, DE)
- …and remediation plan validations. Communicate audit progress and findings to Bank management and oversee Auditors (as applicable) on assigned audit activities. ... clearly identify risk and root cause. Communicate findings to Bank management in a timely fashion. + Partner with...+ Understand and adhere to the Company's risk and regulatory standards, policies, and controls in accordance with the… more
- Scotiabank (New York, NY)
- …of day-to-day business controls to meet obligations with respect to operational risk, regulatory compliance risk, AML/ATF risk and conduct risk, including but ... not limited to responsibilities under the Operational Risk Management Framework, Regulatory Compliance Risk Management Framework, AML/ATF Global Handbook and the… more