- MUFG (Tempe, AZ)
- …Vice President (AVP) role in the Global Financial Crimes Division ("GFCD") and Americas Compliance function of MUFG Bank , Ltd. will report to the Vice President, ... of Americas core compliance and financial crimes compliance issues data and information for regulatory ...crimes compliance issues data and information for regulatory and Internal Audit engagement requests including: + Identification… more
- CIBC (Chicago, IL)
- …+ **KNOWLEDGE AND SKILLS** + 10 years in Information Security, IT Risk Management, regulatory compliance or audit functions, within a US or Canadian bank ... We're building a relationship-oriented bank for the modern world. We need talented,...point for monthly continuous monitoring + Program Management - Regulatory Program Compliance + Ensure NY DFS… more
- Hills Bank (Hills, IA)
- …of information assets, customer data, and physical infrastructure while maintaining compliance with regulatory requirements. This position leads the Security ... security architecture reviews for new initiatives, ensuring scalability, resilience, and compliance with regulatory and internal standards. + Drive continuous… more
- Bank of America (New York, NY)
- …set up to reduce key person risk and also effectively managing cost of regulatory compliance . * Oversee the training and development of the Enterprise Monitoring ... resolution arising from disclosures and discussing such issues with other Non-Financial Regulatory Reporting (NFRR) and Global Compliance & Operational Risk… more
- Citigroup (Jersey City, NJ)
- …and support the end-to-end integration of multiple global functions within the bank including Finance, Risk, Treasury, Information Security, Compliance Metrics, ... Audit, Assessments and Controls across the entire bank . The **Finance Data Transformation and Regulatory ...and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to… more
- UMB Bank (Kansas City, MO)
- …reporting phases of assigned audits with direction from the Audit Program Manager, Regulatory Compliance or Audit Director. **_How you'll spend your time:_** + ... of the development and execution of a testing approach for assigned compliance audits + Review and evaluation of process walkthroughs and documented workpapers,… more
- Dickinson Financial Corporation (Kearney, MO)
- …related to protecting client and bank assets and related to regulatory compliance , including properly documenting account opening, completing logs and other ... with bank policies and procedures. + Maintains current knowledge and consistent compliance with regulations and bank policies and procedures related to the… more
- TD Bank (New York, NY)
- …requirements and mitigates financial crime risk. This involves providing guidance on regulatory compliance , close partnership with business and legal, and ... customers, products, transactions, and FCRM-related processes. The team mandate includes regulatory compliance , program remediation, risk management, and program… more
- City National Bank (Jersey City, NJ)
- …prospectuses, presentations, training materials, and account opening documentation to ensure regulatory compliance . * Experience advising on Employee Retirement ... WHAT IS THE OPPORTUNITY? Senior Counsel will provide general regulatory and transactional support to the Bank ...policies and procedures. * Assist with special projects, including compliance and regulatory law matters. * Handle… more
- Blue Foundry Bank (Parsippany-Troy Hills, NJ)
- …to protect the bank from cybersecurity threats, data breaches, and regulatory risks while ensuring compliance with industry standards and banking ... About Blue Foundry Bank This is the Bank Where... compliance . + Provides guidance as needed on regulatory compliance or investigations. + Responsible for… more