- Citigroup (New York, NY)
- …role that requires superior problem solving and excellent oral/written communication skills ( Regulatory , Risk, Internal Audit or Compliance background a plus) + ... **About Citi:** Citi, the leading global bank , has approximately 200 million customer accounts and...of this role is to support the execution of regulatory interactions across Risk Management, to ensure the organization… more
- SMBC (New York, NY)
- …regulators and promptly shares feedback to management and relevant business units on regulatory expectations. + Oversee compliance and alignment of team member ... benefits to its employees. **Role Description** The Director, Sr. Regulatory Officer works with the Regulatory Relations...10 years of financial services experience at a regulator, bank or law firm. Prior experience with financial services… more
- Main Street Bank (Marlborough, MA)
- …+ Initiate complete loan applications based on client interactions, ensuring compliance with all regulatory requirements and timely submission. Collect ... to regulatory changes, recommending updates and improvements for both compliance and operational efficiency, ensuring excellence in every aspect of the lending… more
- Bank of America (Jersey City, NJ)
- …roles are an opportunity to be at the forefront of transforming how the bank manages risk data, ensuring compliance with global regulations while building a ... years of age.** Acknowledge (https://ghr.wd1.myworkdayjobs.com/Lateral-US/job/Charlotte/Platform-Product-Manager UI-UX-Designer\_25028688-2) **Job Description:** At Bank of America, we are guided by a common… more
- Trustco Bank (Schenectady, NY)
- …regulations. Reporting directly to the General Counsel, this role combines regulatory compliance , transactional oversight, operational support, and limited ... | Supervisory Role: No** **Why Join Us?** At Trustco Bank , we're committed to fostering a supportive and inclusive...and execute legal actions. + Additional Duties: Engage in regulatory compliance , policy review, and miscellaneous legal… more
- American Express (New York, NY)
- …you will help us define the future of American Express. American Express National Bank is American Express' US banking operation, representing more than 60% of the ... programs and services provided by AENB, in partnership with Bank affiliates and executive officers. In addition, the team...key connection point with the second-line Global Risk & Compliance (GRC) teams. **How will you make an impact… more
- Healthfirst (NY)
- …+ Coordinates a review of the website with business owners and ensures compliance with regulatory requirements specific to annual Go to Market activities, ... of 3 years experience working with government-sponsored programs in a Regulatory / Compliance capacity or equivalent work experience. + Demonstrated communication,… more
- Bank of America (Chicago, IL)
- …involved + Monitor advisor and client activity including financial transactions to ensure compliance with firm and regulatory requirements and minimize risk + ... day-to-day Financial Advisor (FA) business needs, while ensuring adherence to the bank 's compliance policies and procedures + Coaches FAs, Client Associates… more
- Columbia Bank (Hillsboro, OR)
- …groups to support the Internal Audit strategic vision and priorities. + Demonstrates compliance with all bank regulations for assigned job function and applies ... date on industry and regulation changes. + Follows all Bank policies and procedures, compliance regulations, and...expertise in one or more of the following areas: Compliance , Legal, Banking Regulatory , Information Technology, Information… more
- US Bank (Minneapolis, MN)
- …Is actively involved in the development, implementation and distribution of all regulatory or compliance based policies and procedures. Provides current ... At US Bank , we're on a journey to do our...geographic area. Analyzes and interprets Federal, State and other regulatory authorities' rules and regulations. Reviews and analyzes internal… more