- Regions Bank (Charlotte, NC)
- …unless required by law. Such information will be stored in accordance with regulatory requirements and in conjunction with Regions' Retention Schedule for a minimum ... with recommendations to resolve any gaps + Develops improvement approaches across the Bank that are holistic, and customer focused + Identifies and helps prioritize… more
- First National Bank of Omaha (Minneapolis, MN)
- …purpose, and proactive service. - Work in partnership with advisors, marketing, compliance , and client experience leaders to build and scale a trusted investment ... management industry-bringing national visibility and credibility to FNBO's brand. ** Regulatory Stewardship** - Ensure all strategies, communications, and product… more
- M&T Bank (Buffalo, NY)
- … compliance /operational risk controls in accordance with Company or regulatory standards and policies. + Maintain M&T internal control standards, including ... + Take a lead role in supporting departmental audits including user recerts, compliance testing. + Manage the planning, testing, and implementation of new projects,… more
- First National Bank of Omaha (Minneapolis, MN)
- …Support brokers in executing trades and monitoring trade confirmations, ensuring compliance with regulatory requirements and internal policies. * Develop ... Support brokers in executing trades and monitoring trade confirmations, ensuring compliance with regulatory requirements and internal policies. . **Develop… more
- Mizuho Corporate Bank (New York, NY)
- …accurate records of requirements, design documents, and project artifacts. + Compliance : Ensure adherence to regulatory requirements, industry standards, and ... crucial role in building and enhancing Credit Risk & Regulatory Capital Calculations / applications. Key Responsibilities: + Requirements...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Mizuho Corporate Bank (New York, NY)
- …testing including reviewing the approach, testing and reports for issues (eg regulatory , third-party and internal audit) related to credit risk.In accordance with ... of key business strategies and regulations. Continuously scan the business, regulatory and financial environments for emerging and critical issues affecting the… more
- Mizuho Corporate Bank (New York, NY)
- …resolution including administrator s , banks, custodians, and auditors + Assist with regulatory compliance , including filings of regulatory forms (NFA/SEC) + ... , pivot tables, etc.) + Experience with Audits and Regulatory Reporting (NFA/SEC) + Strong sense of personal responsibility...Overview Mizuho Financial Group, Inc. is the 15th largest bank in the world as measured by total assets… more
- Trustco Bank (Albany, NY)
- …include the following. Other duties may be assigned by supervisor and/or Trustco Bank 's Board of Directors. + Maintain, copy, and distribute reports for officers ... and vice versa. + Review customer files to determine compliance to timing standards, as well as review CRA...as review CRA and HMDA information for adherence to regulatory standards. Work directly with Loan Officers to correct… more
- Great Southern Bank (Affton, MO)
- Come be a part of something greater! Great Southern Bank is committed to following an environment where everyone can contribute and succeed at every level. We ... or exceed all production goals, Banking Center Associate Standards, and regulatory requirements. Essential Duties and Responsibilities + Implements and administers… more
- BMO Financial Group (Newport Beach, CA)
- …experience. + Meets all CFPB and Safe Act requirements and adheres to all compliance , regulatory , and legal guidelines. + In depth/Expert knowledge of retail ... a Federal registration with the Nationwide Mortgage Licensing System and Registry. The Bank will instruct you on the registration requirements needed to comply with… more