- City National Bank (Rock Hill, SC)
- …objective oversight of the management of risks arising from City National Bank 's business processes, people, systems or external events. The Operational Risk ... Business Oversight (ORBO) team is responsible for providing advisory and oversight, with a particular focus on strengthening operational risk management efforts in… more
- Mizuho Corporate Bank (New York, NY)
- …provides internal audit services to the branches, representative offices and agencies of Mizuho Bank , Ltd. in the Americas, and to Mizuho Bank (USA) and related ... assurance and consulting function, designed to add value and improve Mizuho Bank 's US operations including derivative activities, broker dealer and swap dealer… more
- Fifth Third Bank, NA (Cincinnati, OH)
- …innovative and best-in class recommendations for enhanced performance in accordance with regulatory compliance and accounting guidelines. This role is a leader ... ready to take the next step? Discover a career in banking at Fifth Third Bank . GENERAL FUNCTION: Fifth Third Bank 's Audit Division is responsible for performing… more
- Citigroup (San Francisco, CA)
- …through converting referral leads . Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/AML ... supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments...and other compliance norms . Partner with all roles on branch… more
- TD Bank (Corner, NE)
- …escalate non-standard, high risk transactions / activities as necessary + Ensure compliance with regulatory and operational risk requirements + Assume ... with internal and external subject matter experts and/or lending advisory groups. **CUSTOMER** + Continually deliver exceptional customer service...responsibility to minimize operational and regulatory risk by complying with Bank and… more
- Mizuho Corporate Bank (New York, NY)
- …Administration Section; ensures accurate and timely administration / servicing of the Bank 's agented loan portfolio; ensures daily activity comply with state and ... federal laws, regulations and Bank lending policies and procedures; ensures department activities run...other duties, as assigned, completing such tasks on time. Compliance + Obtain a basic understanding of the applicable… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... Utilities & Renewables ("PUR") group, providing financing, capital markets and advisory services to corporate clients. Our coverage universe includes renewable… more
- TD Bank (New York, NY)
- …and characteristics that meet customer needs and are priced to meet the Bank 's profit and loss objectives. The Product Manager manages a particular product or ... primarily 3rd party channels) for niche/customized products/segments + Has advisory /consultative accountability for functional areas that are not directly managed… more
- Mizuho Corporate Bank (Chicago, IL)
- …& Compliance Department; + Read and respond as necessary to all compliance -related materials received. Comply with the Bank 's Code of Conduct. Requirements ... related administrative work. Work with and assist Account Officers to service the Bank 's corporate client base. Develop and analyze all types of credit information,… more
- City National Bank (Dallas, TX)
- …* Audit assurance and advisory experience * Strong understanding of regulatory compliance and operational risk * Experience working with US regulators ... of conclusions and compliance with requirements. * Coordinate and manage regulatory requests and examinations with bank regulators. WHAT DO YOU NEED… more