- Citigroup (Chicago, IL)
- …business. This person will have an expert understanding of the US wealth advisory and bank -channel industry, and direct competitors' products and services. The ... individuals), Relationship Managers (100+ individuals), and other functions supporting wealth advisory sales. The Wealth Regional Director is directly responsible to… more
- Access Dubuque (Dubuque, IA)
- …to assess risk profiles, design tailored captive structures and ensure regulatory compliance while maximizing financial and operational benefits. **Key ... growth. + Collaborate with legal, actuarial, and tax professionals to ensure compliance with regulatory and jurisdictional requirements. + Monitor captive… more
- KeyBank (New York, NY)
- …responsible for fulfilling the fiduciary responsibilities of KeyBank by providing client advisory services to Ultra High Net Worth (UHNW) clients with a net-worth ... of delivering the Family Wealth standard in ensuring consistent, sophisticated advisory delivery, while managing fiduciary risk. For Family Wealth legacy… more
- SMBC (Jersey City, NJ)
- …and implement process improvements. + Familiarity with banking policies and regulatory compliance requirements. \#LI-ME1 SMBC's employees participate in a ... controls. They also coordinate responses to internal and external audits, regulatory inquiries, and internal testing requests, ensuring timely and accurate delivery… more
- Banc of California (Santa Ana, CA)
- …CALIFORNIA AND YOUR CAREER** Banc of California, Inc. (NYSE: BANC) is a bank holding company headquartered in Los Angeles with one wholly-owned banking subsidiary, ... Banc of California (the " bank "). Banc of California is one of the nation's...be part of the Information Security Governance, Risk, & Compliance (GRC) team at Banc of California. The Information… more
- American Express (New York, NY)
- …findings and regulatory gaps. This involves reviewing applicable regulatory requirements, assessing/confirming compliance gaps, and evaluating management's ... and enhance organizational value by providing independent, objective, risk-based assurance, advisory services and to influence the way the company manages risk.… more
- BMO Financial Group (Wausau, WI)
- …in their best interests, and ensures an effectively run function. + Protects the Bank 's assets and complies with all regulatory , legal and ethical requirements. ... / West Wisconsin area. Come Join the 8th largest bank in North America that will help you thrive...you thrive in your personal and professional life! Provides advisory -based sales and relationship management to attract, retain and… more
- MUFG (New York, NY)
- …and maintain knowledge of industries represented in portfolio, including technical aspects and regulatory issues. + Participate in client and bank meetings as ... regard to exposure on both a transaction and group level. + Ensure compliance with policy and regulatory requirements. **Requirements:** + Bachelor's degree, CFA… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **In this role, you will:** The Corporate & Investment Bank (CIB) delivers a comprehensive suite of banking, capital...delivers a comprehensive suite of banking, capital markets and advisory solutions, including a full complement of sales, trading… more
- Citizens (Boston, MA)
- …assessment of the likelihood and impact of a risk event and understanding the bank 's risk appetite. You will serve as a trusted risk advisor, interfacing with ... control inventory, inclusive of providing guidance for applicable state and or federal regulatory requirements. You will also work with the First Line Risk Manager… more