- CIBC (Chicago, IL)
- …engagements. Identify and evaluate risks and controls in business processes + ** Compliance and Regulatory Oversight:** Ensure adherence to financial ... We're building a relationship-oriented bank for the modern world. We need talented,...regulatory requirements, audits, and compliance standards relevant to technology initiatives. Collect and provide… more
- Fairview Health Services (Hibbing, MN)
- …resolution and Patient and Family Advisory Council initiatives. 8. Directs regulatory compliance activities throughout the organization related to CMS, MDH, ... Medical Staff Quality Review process, Patient Safety, Infection Prevention, Patient Relations, Regulatory Compliance , as well as Employee Health and Clinical… more
- Citigroup (Wilmington, DE)
- …over the bank 's broader operational risk management frameworks, ensuring compliance with regulatory requirements and internal policies. + Support internal ... strategic priorities, and challenges. + Provide strategic fraud risk advisory and support to the business and other stakeholders....and external audits and regulatory examinations, as applicable. + Report and escalate significant… more
- JPMorgan Chase (New York, NY)
- …Investment Bank more broadly. You will collaborate daily with banking, markets, regulatory , and other lawyers, as well as compliance , risk, conflicts, and ... You will support the Commercial and Investment Bank 's Public Finance business in the Americas. You...the Public Finance business on all relevant legal and regulatory matters, including relevant securities laws and the SEC's… more
- Citigroup (New York, NY)
- …a key role in delivering on Citi's vision to be a leading personal bank in our home market, offering products and services across Branded Cards, Retail Services ... Through our three business lines - Citigold, Citi Private Bank and Wealth at Work - we work with...team drives the overall organizational operations of the HR Advisory team, leads strategic planning and execution of key… more
- BrightSpring Health Services (Lincoln, NE)
- …The Quality Assurance Manager (QAM) position is focused on maintaining local compliance with State, Federal and BrightSpring Health requirements. The QAM provides ... for individuals supported. Responsibilities + Maintains knowledge of operation's regulatory , accreditation, and company requirements. + Implements and monitors… more
- BMO Financial Group (New York, NY)
- …corporate and investment banking, treasury management, as well as research and advisory services to clients around the world. #bmocapitalmarkets We are seeking a ... equity monetization and equity swaps). You will also provide advisory services to clients and seek out new opportunities...build on our platform to better align with the Bank 's broader goals for this important client base. **Key… more
- Truist (Cleveland, OH)
- …in coaching relative to sales and relationship management in the Wealth Brokerage/ Advisory industry. 3. Financial Industry Regulatory Authority (FINRA) series 7, ... Truist. 3. Build and maintain close partnerships with Regional Support Managers, Compliance , HR and Risk to further the effectiveness and performance of the… more
- Citigroup (Paramus, NJ)
- …through converting referral leads + Manage client follow-up and adhere to all Regulatory and Compliance operating procedures + Ensure strict adherence to KYC/AML ... supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments...and other compliance norms + Partner with all roles on branch… more
- Citigroup (Washington, DC)
- …through converting referral leads . Manage client follow-up and adhere to all Regulatory and Compliance operating procedures . Ensure strict adherence to KYC/AML ... supports ultra-high-net-worth individuals and family offices through Citi Private Bank , operates in the affluent and high-net worth segments...and other compliance norms . Partner with all roles on branch… more