- Banco Popular Puerto Rico (San Juan, PR)
- …branches are met or exceeded. * Regularly reviews customer information to ensure compliance with BSA ( Bank Secrecy Act), AML (Anti-Money Laundering), and KYC ... (Know Your Customer) requirements to protect bank interests. * Understands and adheres to the company's...applicable. * Collaborate with internal partners such as Operations, Compliance , and PS Advisory Group. Education Bachelor's… more
- Thrivent Financial (Appleton, WI)
- …and ensure proper documentation and reporting. + Act as a fiduciary, ensuring compliance with all regulatory and legal requirements including trust and tax ... relationships with clients, beneficiaries, and professional advisors (eg, attorneys, CPAs), ensuring compliance with all relevant trust and tax laws. The role also… more
- Huron Consulting Group (Van Buren, AR)
- …our clients. We bring a depth of expertise in Strategy, Operations, Business Advisory services, Technology and Analytics to drive lasting and measurable results in ... addresses operations, financial performance, customer service, IT, human capital, and regulatory requirements across the client. + Ensures the overall _revenue… more
- BMO Financial Group (CO)
- …offensive security direction that is aligned with corporate business objectives, regulatory requirements and relevant attack scenarios. **KEY Functions :** + ... reporting and remediation guidance in alignment with local and global regulatory requirements and internal governing enterprise risk management policies. Identifies… more
- Truist (Charlotte, NC)
- …feedback loops with Complex Directors and PSG FAs Work within the existing audit, compliance and regulatory framework to ensure a high quality, compliant book of ... partners. b. Leverage business knowledge and the Trusted Wealth Relationship and Advisory Process (Wrap) to call upon existing clients and determine appropriate… more
- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …of the Company's financial management (financial control and reporting, tax compliance , budgeting, etc.) for five affiliated corporate entities. Participates as a ... Principal) pursuant to FINRA requirements (responsible for maintaining required regulatory net capital; monthly, quarterly and annual filings; administrator of… more
- Citigroup (Tampa, FL)
- …advice, counsel and thoughtful leadership on all aspects involving the US Retail Bank deposit services throughout their lifecycle. The role requires an attorney with ... industry standards, widely accepted business practices, laws, rules, and regulatory guidelines, escalating as appropriate + Collaborates across internal lines… more
- Comerica (Detroit, MI)
- …and operational effectiveness of IT controls. This role performs testing of compliance with IT and security standards, documents clear and concise work papers, ... audit initiatives. Stay current on emerging IT risks, industry trends, and regulatory updates, applying this knowledge to enhance audit planning and execution. Take… more
- Comerica (Farmington Hills, MI)
- …and Operational Risk Management Framework (ORMF), industry best practices, and regulatory requirements. This position must also maintain strong relationships with ... remediation of Issues and Operational Loss Events. Monitoring, Oversight, and Advisory Leverage available reporting, industry trends, subject matter expertise to… more
- Huron Consulting Group (Van Buren, AR)
- …solutions to our healthcare clients ensuring alignment with their strategic goals and regulatory compliance + Provide insights on Epic EHR systems to develop ... + Develop and implement industry best practices for EHR management ensuring compliance with regulatory requirements and improving overall system efficacy +… more