- Bank of America (Salt Lake City, UT)
- …clients pursue the life they envision through a personal relationship with their advisory team committed to their needs. We believe trust comes from transparency. ... Our trusted advisory teams are equipped with access to the investment...insights of Merrill coupled with the banking convenience of Bank of America. Merrill is committed to an in-office… more
- M&T Bank (Boston, MA)
- …responsible for sourcing, negotiating, structuring, and closing complex custom ( advisory /tailored) credit, including but not limited to, custom residential mortgages ... how to best structure the facility that works for the client and the Bank . Manages the most complex borrowing relationships by presenting WT credit solutions to high… more
- Mizuho Corporate Bank (New York, NY)
- … Compliance Department (ACD) manages compliance risk in the United States for Mizuho Bank Ltd. and its US subsidiary bank , Mizuho Bank (USA) and also ... support services to Mizuho Americas LLC, the US bank holding company for Mizuho Financial Group. Summary The...The successful candidate will join the centralized Financial Crime Compliance Quality Assurance (FCC QA) team within the Financial… more
- TD Bank (New York, NY)
- …etc. for the functions supported + Contributes to regular reports of the Bank 's financial condition and/ or assigned regulatory reports (eg, activities related ... finance groups for the Wholesale Banking segment of TD Bank Group it has a key role in the...the USA providing support in financial, management, liquidity, and regulatory reporting. In addition, by its nature as a… more
- City National Bank (Dallas, TX)
- …audit programs to evaluate the adequacy of the operational processes to meet bank policies and procedures and regulatory requirements, identify data analytic ... changing environment with minimal supervision. * Complies fully with all Bank policies, procedures, audit methodologies, training and regulatory requirements.… more
- M&T Bank (New York, NY)
- …team in all aspects of existing and new credit portfolio management, including compliance and monitoring of new and existing clients within the loan portfolio. ... not limited to, HNW mortgage and home equity products, Customized Advisory Credit, and Structured and Secured-Based Lines of Credit. **Primary Responsibilities:**… more
- Mizuho Corporate Bank (New York, NY)
- …the model governance framework, incorporating industry best practices, emerging risks, and regulatory requirements. + Regulatory Compliance & Liaison: ... with SR 11-07 and the evolving needs of the bank 's US operations. + Model Inventory Oversight: Oversee the...practices, promote a strong model risk culture, and support regulatory compliance in a dynamic setting. The… more
- TD Bank (New York, NY)
- …across TD Securities (TDS), including Markets Sales and Trading leaders, Technology, Advisory Compliance , and Risk functions. The incumbent provides strategic ... sources (eg, order management systems, execution platforms, and market data feeds). + Regulatory Compliance & Risk Management: Ensure TDS meet regulatory … more
- US Bank (Boise, ID)
- …the terms of the SAFE Act of 2008 and Regulation Z and ongoing compliance with all legal or regulatory registration requirements, including, but not limited ... to maintaining a satisfactory criminal and credit record. Actively ensures compliance with the US Bank Code of Ethics and all Anti-Money Laundering, Bank … more
- TD Bank (Fort Lauderdale, FL)
- …Manages oversight process, risk-based identification and monitoring of related risks and regulatory compliance across the supported functions, while ensuring key ... trends and evolving regulatory requirements and assess potential impacts to the Bank + Assesses / identifies key issues and escalate to appropriate levels and… more
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