- M&T Bank (Naples, FL)
- …relates to planning, investments, and Trust activities. + Adhere to applicable compliance /operational risk controls following Company or regulatory standards and ... of influence and represent the Firm's expertise within the professional community to build a network of external referral...Complete investment-related compliance reviews and any other compliance support that arises. + Understand and adhere to… more
- First Horizon Bank (Greensboro, NC)
- …for clients, their attorneys and CPAs. + Maintain appropriate legal, operating and regulatory controls to manage risk and compliance . Works within the existing ... Bankers (PB), you are responsible for business development of professional associations with target High Net Worth Clients The...audit, compliance and regulatory framework in order to ensure a high quality,… more
- First Horizon Bank (Memphis, TN)
- …protecting the organization's talent and reputation by proactively managing HR compliance , risk, fraud, and associate relations. This role advances business ... Officer, this leader partners across the enterprise to translate regulatory requirements, employment law, and workplace practices into value-adding strategies… more
- M&T Bank (Clanton, AL)
- …clients to discuss application changes related to enterprise-wide initiatives, compliance / regulatory requirements, contractual system changes, or routine system ... their needs. As a subject matter expert, you'll use your technical and professional expertise to mentor and guide team members, provide thought leadership, build… more
- USAA (San Antonio, TX)
- …other business stakeholders. Responsible for the team's model inventory and ensures compliance with USAA model risk policies and regulatory expectations. ... and other business stakeholders. Responsible for the team's model inventory and ensures compliance with USAA model risk policies and regulatory expectations. The… more
- Oriental Bank (San Juan, PR)
- …to maintain required service levels in all branch areas. + Ensures branch compliance with bank regulations, requirements, and procedures; ensures staff follows ... and achieve long term and profitable customer relationships. + Support the Bank 's digital transformation by encouraging the team to actively promote transaction… more
- Oriental Bank (San Juan, PR)
- …to maintain required service levels in all branch areas. + Ensures branch compliance with bank regulations, requirements, and procedures; ensures staff follows ... and achieve long term and profitable customer's relationships. + Support the Bank 's digital transformation by encouraging the team to actively promote transaction… more
- Mizuho Corporate Bank (Los Angeles, CA)
- …expected to demonstrate the ability to deliver high-quality service and maintain regulatory compliance . The role requires proficiency in Korean and ... (Bilingual Korean - English) plays a critical role in supporting the bank 's relationship management efforts by processing a variety of client's financial… more
- City National Bank (New York, NY)
- …Relationship colleagues. * Ensures partner/client information is accurate and adheres to regulatory and compliance requirements. * Provide exceptional service to ... in gathering information from various sources to adhere to regulatory requirements. Direct contact with partners/clients to request documentation/information. *… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …internal controls and mitigation strategies. * Stays up-to-date with evolving regulatory changes and market events impacting the business. * Performs ongoing ... topics and/or business groups. * Performs data collection and analysis in compliance with program requirements to assist in identifying, analyzing and recommending… more