- State of Connecticut, Department of Administrative Services (Hartford, CT)
- …YOU + Visit our new State Employee Benefits Overview page! + Professional growth and development opportunitie s + A healthy work/life balance ... or revised legislation. + Maintain a comprehensive understanding of the regulatory process. + Facilitate resolutions of consumer complaints. + Recommend disciplinary… more
- Comerica (Dallas, TX)
- …be responsible for driving toward zero tolerance on trading and other errors, and compliance with all firm and regulatory policies and procedures. This position ... including digitization, development, platform, and sales This position will provide professional development and training for the Investment Strategists and the… more
- KeyBank (California, PA)
- …by providing direction and guidance to in-person branch team on operational/ regulatory procedures, ensuring compliance with operational, security, audit ... and recognition + Provide guidance and direction to branch team to ensure compliance of regulatory , security and internal controls, which includes timely… more
- Raymond James Financial, Inc. (Pittsburgh, PA)
- …the bank 's strategic objectives. The role also involves ensuring compliance with internal policies and external regulations related to treasury management ... providing coaching and development, and ensuring the team is aligned with the bank 's strategic objectives + Ensure compliance with internal policies and external… more
- Banco Popular Puerto Rico (San Juan, PR)
- …JD/MBA) are highly valued. Experience + At least 2 years of experience in regulatory compliance , legal risk management, or quantitative analysis is desirable. + ... and other forms of financial crimes monitoring. + Draft detailed technical and regulatory reports on model risk, ensuring compliance with frameworks such as… more
- JPMorgan Chase (Delaware, OH)
- …and update policies, procedures, and standards to ensure effective risk management and compliance + Ensure compliance with regulatory standards, engaging ... ad hoc support cross functionally for Consumer & Community Bank Technology + Work across the team to develop...including key cross-functional team leads and auditors, to ensure compliance with legal, regulatory , and industry standards… more
- The Estee Lauder Companies (New York, NY)
- … filings *Establish/enhance internal processes to support legal compliance and board effectiveness; manage departmental budget, board-related expenditures ... records, documents, filings *Establish effective processes and systems to support compliance with legal and regulatory requirements *Prepare and oversee… more
- MUFG (Tampa, FL)
- …auditors to demonstrate and provide evidence of security controls are adherence to regulatory compliance . + Executing and enhancing monitoring systems used to ... (CISA), Certified Ethical Hacker (CEH), Certified in Governance, Risk and Compliance (CGRC), formerly Certified Authorization Professional [CAP], Certified… more
- Charles Schwab (Westlake, TX)
- …execution of Bank and Trust audits that target internal controls and regulatory compliance . Charles Schwab has three chartered banks that service clients. ... department is split into five Enterprise Teams: Technology, Broker-Dealer/Asset Management, Bank , Corporate, and Professional Practices. All interns will have… more
- Citigroup (New York, NY)
- …Architecture and Enterprise Architecture teams to ensure alignment, resiliency, and regulatory compliance . **Architecture Integration** + Integrate public cloud ... **Overview of Citi:** Citi, the leading global bank , has approximately 200 million customer accounts and...governance processes across Citi's Public Cloud landscape. + Drive compliance with internal standards, regulatory requirements, and… more