- ARAMARK (Minneapolis, MN)
- …for all supported events + Maintain working relationship with local and regional compliance and regulatory authorities (Local / Health, etc.) + Coordinate and ... Health Department / Regulatory Inspectors during on-site inspections and respond to regulatory non- compliance and to the best of ability - mitigate or limit… more
- Wells Fargo (New York, NY)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... **Banking, Lending, & Trust (BL&T)** unlocks access to Wells Fargo Bank products and services to high-net-worth and ultra-high-net-worth individuals and families… more
- Truist (Baltimore, MD)
- …apply to money laundering, terrorist financing and OFAC 6. Certified Regulatory Compliance Manager (CRCM), Certified Anti-Money Laundering Specialist (CAMS), ... critical role in ensuring that Truist complies with the Bank Secrecy and USA PATRIOT Acts as well as...or other specialized compliance education/ professional designation **The annual base salary… more
- Wells Fargo (West Des Moines, IA)
- …developing a large team of professionals and managers. + Familiarity with regulatory compliance frameworks and audit requirements. + Excellent communication, ... of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to… more
- Comerica (Farmington Hills, MI)
- …shared services stakeholders to provide consulting support to drive awareness and compliance with the Bank 's enterprise risk management framework, policies and ... of risk, to ensure protection of customers' and the Bank 's data and other assets. May interact with all...Risk perspective. Execute SLOD review, credible challenge to complete regulatory risk assessments in compliance with guidelines/… more
- The County of Los Angeles (Los Angeles, CA)
- …manner. + Conducts routine internal audits of the review process to ensure compliance with regulatory agencies; assures credential files are prepared and ... to the medical staff of a hospital or clinic and ensures compliance with applicable rules and regulations. Essential Job Functions + Evaluates completed… more
- HSBC (New York, NY)
- **Description** **International Corridors, Head of Europe Desk, HSBC Bank USA, NA, New York, NY:** Manage International Subsidiary Banking (ISB) client portfolios ... all HSBC control standards and implement and observe the Group Compliance Policy, including the timely implementation of recommendations made by internal/external… more
- SMBC (Los Angeles, CA)
- …competitive portfolio of benefits to its employees. Our mission is to be "the bank of choice" for middle market and professional service companies by ... seasoned bankers. To achieve our mission to be the ' bank of choice' for middle market and professional...compliance , and documentation. + Communication Skills: Clear and professional written and verbal communication, including the ability to… more
- Citigroup (New York, NY)
- …to be considered, and seek or grant approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... The Private Banker Sr. Lead is a strategic professional who closely follows latest trends in own...generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can… more
- Citigroup (Miami, FL)
- …to be considered, and seek or grant approvals as appropriate. + Ensure compliance on regulatory requirements and minimizes any potential liability for Citi. ... The Private Banker Principal is a strategic professional who closely follows latest trends in own...generations to establish long-term connections to the Citi Private Bank . + Effectively manage client expectations regarding what can… more