- BMO Financial Group (Chicago, IL)
- …for resource planning and placement, goal setting, performance management and professional development of the individuals they manage. The incumbent is responsible ... required policies and controls are implemented and adhered to - Ensure audit/ regulatory guidelines and requirements are adhered to **AUTHORITIES:** This role has the… more
- BrightSpring Health Services (Totowa, NJ)
- …Responsibilities + Ensures that nursing services are provided to patients in a professional and appropriate manner and in compliance with company policies and ... procedures, state and federal regulatory requirements and accepted clinical standards. Ensures that policies and procedures comply with all applicable regulatory … more
- HSBC (New York, NY)
- …and related communication + Ensure all activities are compliant with applicable regulatory , audit and legislative requirements + Be Accountable for building and ... place, creating time/cost savings for the function and the Bank . Reviews analytics and reports around support metrics to...performance + Fluent in English and Spanish (desirable) In compliance with applicable laws, HSBC is committed to employing… more
- Zero Hash (NY)
- …manage firmwide capital planning and analysis + Ensure Zero Hash is in compliance with all regulatory capital requirements, including legal entity capital ... globally + Lead the company's Financial Operations (FinOps) function globally + Manage ongoing bank relationships, and bring new bank partnerships to Zero Hash +… more
- Citizens (Westwood, MA)
- Description The Credit Review Analyst position is a team member role within the bank 's independent Credit Review function. The Credit Review team reports to the ... bank 's Audit Committee and is responsible for oversight of...to the evaluation of credit risk management practices and compliance with relevant credit policies and standards. + Assist… more
- HSBC (Jersey City, NJ)
- …the booking and documentation are complete and accurate in accordance with the regulatory requirement As our New Issue Syndicate Operations Specialist you will: + ... drive progress + Identify potential financial risk to the bank and ensure proper resolution is achieved within the...network of diverse stakeholders in person and remotely. In compliance with applicable laws, HSBC is committed to employing… more
- Charles Schwab (Lone Tree, CO)
- …to detail: the ability to make accurate evaluative judgments and ensure compliance with internal and regulatory requirements. + Bachelor's degree required. ... team shaping the transformation of the ALCO and other regulatory and internal reporting as a strategic tool used...internal reporting as a strategic tool used to optimize bank and broker dealer functions and investing. You will… more
- Otsuka America Pharmaceutical Inc. (Pierre, SD)
- …with HTA bodies, payers, academic institutions, and industry consortia. + Ensure compliance with global regulatory and ethical standards in evidence generation ... and implement HEOR, RWE, and other evidence generation initiatives to support regulatory , HTA, and payer submissions, and demonstrate the differentiated value of our… more
- Charles Schwab (Lone Tree, CO)
- …financial statements for applicable subsidiary entities, including Schwab's broker-dealer, bank , and international subsidiaries. The SEC Reporting group works ... closely with business partners across different departments to ensure compliance with financial reporting and disclosure rules and regulations from the SEC and other… more
- BioLife Plasma Services (Social Circle, GA)
- …revalidations of laboratory facilities, equipment, utilities, and processes. Ensures compliance with regulations and proper documentation in accordance with ... all other applicable regulations. + Provides interpretation and application of regulatory requirements concerning validation activities. + Participates in audits of… more