- Dunham & Associates Investment Counsel, Inc. (San Diego, CA)
- …of the Company's financial management (financial control and reporting, tax compliance , budgeting, etc.) for five affiliated corporate entities. Participates as a ... Principal) pursuant to FINRA requirements (responsible for maintaining required regulatory net capital; monthly, quarterly and annual filings; administrator of… more
- BrightSpring Health Services (Grand Junction, CO)
- …the day-to-day clinical operations to ensure quality of care & services, regulatory compliance , support of business development & growth, achievement of ... for improved performance related to patient care + Ensures compliance with regulatory , payer and company requirements...as a coach, mentor, and role model to all professional and direct-care staff + Ensures adequate numbers of… more
- BrightSpring Health Services (Winston Salem, NC)
- …the day-to-day clinical operations to ensure quality of care & services, regulatory compliance , support of business development & growth, achievement of ... for improved performance related to patient care + Ensures compliance with regulatory , payer and company requirements...as a coach, mentor, and role model to all professional and direct-care staff + Ensures adequate numbers of… more
- BrightSpring Health Services (Morehead, KY)
- …team consultation, reviewing assessments, treatment plans, and clinical notes for compliance with agency and regulatory requirements. Assists foster care ... and as needed. + Monitors local clinical staff providing therapy for compliance with various regulatory , contractual, accreditation, and evidenced-based program… more
- New York State Civil Service (Albany, NY)
- …Certificate in BSA and AML Compliance ; ABA Certificate in Fraud Compliance ; Certified Regulatory Compliance Manager* Demonstrated experience with virtual ... Category Financial, Accounting, Auditing Salary Grade 27 Bargaining Unit PS&T - Professional , Scientific, and Technical (PEF) Salary Range From $106898 to $131665… more
- Wells Fargo (Charlotte, NC)
- …of all applicable risk programs (Credit, Market, Financial Crimes, Operational, Regulatory Compliance ), which includes effectively following and adhering to ... opportunities that incorporates real-world experiences through on-the-job learning and professional development to help you successfully transition from college to… more
- Veterans Affairs, Veterans Health Administration (Tampa, FL)
- …and opportunities for improvement. Serves as liaison with internal and external regulatory agencies for the Implant and Tissue Program. Documents in CPRC/VISTA all ... Responsible for all tissue acquired from a licensed tissue bank and FDA approve vendor, and for recording and...show that tissues are stored at required temperatures in compliance with the manufacturer's IFU. Ensures that documents relating… more
- Charles Schwab (Indianapolis, IN)
- …and filing regulatory reports. All investigations must be conducted in compliance with firm policies and applicable regulations. What You Will Do: The Manager ... interviewing clients and key partners. + Placing disbursement/transaction holds in compliance with applicable regulations and firm policies. + Seeking recovery of… more
- ConnectLife (Williamsville, NY)
- …Ensure that all medical/legal requirements are met before donor surgery. 8. Ensure compliance with regulatory bodies and ConnectLife policies for organ recovery. ... federally designated not-for-profit organ procurement organization and community blood bank , we save and enhance lives through organ, eye,...9. Maintain donor records to ensure compliance with regulatory bodies and ConnectLife policies.… more
- Lincoln Financial (Radnor, PA)
- …coordination and service maturity working across IT, business resilience, risk management, regulatory and compliance . **What you'll be doing** * Designs and ... in the event of a disruption. * Collaborates with business resilience, compliance , other stakeholders to mitigate business interruption and other risks caused by… more