- Citigroup (Tampa, FL)
- …complete remediation. + Interaction with business partners, line risk , as well as the bank regulators ; Present regulatory risk related topics to risk ... operational processes and procedures and accuracy and timeliness of risk parameters used to determine regulatory capital...timeliness of risk parameters used to determine regulatory capital treatment for various exposures. The SVP, … more
- TD Bank (New York, NY)
- …Supervising Principle FINRA Registrations; Health and Life Insurance Licensure + Knowledge of Bank regulatory risk and compliance policies, processes, and ... results and growing market share while building upon TD's risk , control and cultural standards. The WMP will be...and adheres to the appropriate operating policies, procedures, controls, Bank & industry service standards, codes of conduct and… more
- TD Bank (Mount Laurel, NJ)
- …judgement and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk and other matters + ... who can provide you more specific details for this role. **Line of Business:** Risk Management **Job Description:** The Senior Group Risk Analyst provides a… more
- TD Bank (Charlotte, NC)
- …judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to ... build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In...cross-functional teams and steer implementation, maintenance, and enhancement of regulatory compliance and risk management objectives +… more
- TD Bank (Charlotte, NC)
- …judgment and discretion in interacting and communicating with staff and senior management of the Bank with respect to regulatory risk matters. + Empowered to ... build a new compliance structure that aligns with the bank 's size, complexity, and risk profile. In...minimum of 5 years of experience in corporate compliance, risk management, regulatory reporting, or an audit-facing… more
- Sallie Mae (Sterling, VA)
- …'s loss mitigation strategies and operations are aligned with corporate goals, the bank 's risk appetite, regulatory expectations, and oversight of pre- ... policies and regulatory requirements (eg, OCC, FRB, CFPB). + Conduct risk assessments and thematic reviews across credit cycle - origination, collections, high-… more
- SolomonEdwards (Austin, TX)
- …advisor to management and audit leadership by applying deep knowledge of the Bank 's model risk framework, regulatory requirements, and emerging industry ... and portfolios, including credit, valuation, liquidity, and interest rate risk , as well as regulatory and reporting...and interest rate risk , as well as regulatory and reporting standards (CAR, CECL, FRTB, Stress Testing).… more
- Eastern Bank (Boston, MA)
- …other. This role ensures sound credit decisions are made in alignment with the bank 's risk appetite, regulatory requirements, and strategic objectives. The ... Credit Officer is responsible for co-leading the 2 nd line credit risk management of Commercial & Industrial (C&I) portfolio. Portfolio includes various specialties,… more
- M&T Bank (Rochester, NY)
- …customers. **Primary Responsibilities:** + A LTA II must understand and adhere to the Bank 's risk and regulatory standards, policies and controls in ... accordance with the Bank 's Risk guidelines and procedures. They must also identify these risk -related issues and escalate them to management when necessary.… more
- SMBC (New York, NY)
- …considerations throughout the business and risk management. You will support bank 's climate-related financial risk regulatory reporting and disclosure to ... Department, which is the 2nd line of defense independent risk management function for the bank . As...execute the bank 's strategy for climate-related financial risk assessment and analytics. ** Regulatory Compliance &… more