- TD Bank (New York, NY)
- …debt securities. + Assist in the development and build out of a global Investment Banking Compliance program and Control Room across Canada, US, Europe and Asia ... new laws, regulations, rules, and interpretations or guidance relating to Investment Banking Compliance across all jurisdictions. + Ensure day-to-day activities… more
- Commerce Bank (Kansas City, MO)
- …of compliance -related rules, regulations, and guidance in an effort to assist the Banking Compliance Manager, Chief Compliance Officer, and bank staff + ... in compliance -related matters + Serve as liaison between the Banking Compliance department and the assigned business unit(s) on identifying and addressing … more
- Capgemini (New York, NY)
- …created with purpose. **YOUR ROLE** As a **Manager** or **Senior Manager** in our ** Banking ** team focused on **Finance, Risk & Compliance ** , you will lead ... initiatives, and embed sustainable operating models that enhance resilience and compliance . Your strategic mindset, leadership, and ability to drive cross-functional… more
- Capgemini (New York, NY)
- …by technology created with purpose. **YOUR ROLE** As a **Senior Consultant** in our ** Banking ** team focused on **Finance, Risk & Compliance ** , you will support ... expertise will help drive value and meaningful improvements in governance, resilience, and compliance . In this role you will: + Support the delivery of client… more
- BMO Financial Group (Milwaukee, WI)
- **Our Commercial Banking , Corporate Compliance team is looking for a Compliance Officer. We focus on regulatory compliance for Commercial Banking , ... of their controls, conduct risk assessments, and manage oversight of regulatory compliance issues. We partner with the business to prepare them for regulatory… more
- TD Bank (Portland, ME)
- … **Job Description:** **Job Description:** **The Ideal Candidate:** The Fair Banking Compliance Business Oversight Manager provides second line oversight ... oversight of fair banking and support for other Fair Banking Compliance Teams and may assist with guidance related to analyses, training, complaints,… more
- TD Bank (New York, NY)
- …to join our team in New York City. The ideal candidate must have compliance advisory experience in the Global Transaction Banking Space supporting a wholesale ... advisory experience. + Significant experience in providing legal, regulatory or compliance advice to Global Transaction Banking Businesses specifically including… more
- Raymond James Financial, Inc. (St. Petersburg, FL)
- …line compliance with banking rules and regulations within Corporate Banking . Manages Corporate Banking compliance functions/programs to ensure ... **Knowledge of** + Advanced knowledge of concepts, practices and procedures of banking compliance . + Strong understanding of the principles of banking and… more
- Scotiabank (Tampa, FL)
- Director, US Bank Regulatory Compliance , Global Transaction Banking **Requisition ID:** 222945 **Salary Range:** 153,000.00 - 256,275.00 _Please note that the ... an inclusive and high-performing culture. **Director - US Regulatory Compliance Officer - Global Banking & Markets - Tampa, FL** **Global Transaction Banking… more
- Comerica (Farmington Hills, MI)
- … risk and control framework. Position Responsibilities: Fair Lending and Responsible Banking Regulatory Compliance and Business Partnership Provide advice and ... FAIR & RESP BNK The Fair Lending and Responsible Banking Advisory Lead within the Second Line of Defense...leadership and vision for Fair Lending and UDAAP regulatory compliance subject matter direction to the various divisions of… more