- BMO Financial Group (Denver, CO)
- …and recommendations in accordance with sound credit-granting principles and in compliance with Bank Policies & Procedures. + Establishes cross-selling initiatives to ... ensure client expectations are met or exceeded. + Acts as a trusted advisor to assigned business/group. + Influences and negotiates to achieve business objectives. +… more
- TD Bank (New York, NY)
- …global policy rollouts, system migrations, and process reengineering. + Serve as an advisor to the business, legal and compliance stakeholders on complex ... United States of America **Hours:** 40 **Line of Business:** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is...Securities with a primary focus on Corporate and Investment Banking , Capital Markets, Commercial Banking , Mergers and… more
- KeyBank (Amherst, NY)
- …or continuing education opportunities to further develop overall knowledge of regulatory compliance , banking products and services, industry trends, and emerging ... of wealth management products and services (eg - trust, private banking , securities/investment management) as well trust/fiduciary related compliance ,… more
- KeyBank (Brooklyn, OH)
- …years of wealth management related (eg - trust/fiduciary, asset management, private banking , securities, etc.) compliance , risk management, and/or internal or ... banking , securities/investment management) as well as trust/fiduciary related compliance , operations, and risk management strategies with respect to the… more
- American Express (Phoenix, AZ)
- …as a trusted advisor to senior leaders, supporting a culture of compliance and accountability. + Providing business-specific Compliance expertise to the BU + ... an experienced and strategic Director - First Line of Defense (1LOD) Compliance professional to lead compliance risk identification, management, and mitigation… more
- American Express (Phoenix, AZ)
- …risk concepts into practical actions. **Key Responsibilities:** + Act as a compliance risk advisor to front-line business teams, helping them understand ... Lifestyle Services, the Centurion Lounge network, Global Dining, US Consumer Banking , Amex Offers, and best-in-class marketing programs across Customer, Prospect,… more
- NTT America, Inc. (Charlotte, NC)
- …Banking & Financial Services clients: https://us.nttdata.com/en/services/consulting-services/ banking -and-financial-services-consulting **Job Title: Risk and ... Us:** In this **hybrid role** as a **Risk and Compliance Optimization Director** , you will drive our firm's...and help us maintain our position as a trusted advisor in the industry. Your expertise in technology-enabled risk… more
- Vanguard (Malvern, PA)
- …In support of our innovative and highly regulated business lines, Vanguard's Compliance Department encounters a wide range of complex and compelling issues while ... providing exceptional, high-value business partnership and compliance support. In addition, Vanguard is an employer of...the business. Core Responsibilities: + Serve as a trusted advisor to Vanguard's retail brokerage, financial advisor ,… more
- FirstBank PR (San Juan, PR)
- …preferred. The incumbent must have eight to ten years of experience in a compliance position in the Banking Industry, a regulatory agency or similar experience ... COMPLIANCE ASSISTANT MANAGER REGULATORY COMPLIANCE DEPT...At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the… more
- American Express (Sunrise, FL)
- …for Compliance related BU issues **Key Responsibilities:** + Act as a compliance risk advisor to front-line business teams, helping them understand and ... detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing ...in financial services. + Working knowledge of key US banking regulations (eg, ECOA, RegB, UDAAP, Reg E, Reg… more