- Thrivent Financial (Auburn, WA)
- …of Investment Operations reports to and is employed/contracted by the Financial Advisor . Thrivent Investment Management Inc. is the sponsor for FINRA registration ... how to optimize workflows + Other responsibilities as assigned by the Lead Advisor Position Qualifications + 2+ years industry experience + Must be securities… more
- JPMorgan Chase (Lake Oswego, OR)
- …Asset & Wealth Management delivers industry-leading investment management and private banking solutions with client assets of $4 trillion. Asset Management provides ... you will lead and oversee a territory of Financial Advisors, ensuring compliance with regulatory obligations and managing operational risk. You will work closely… more
- City of New York (New York, NY)
- …coordination of activities among these units. The Executive Director serves as a chief advisor to the APS Deputy Commissioner on all matters related to APS Support ... the efficiency of operations and the provision of services, and to ensure compliance with all State mandates and timeframes. - Participate in the development,… more
- KeyBank (Noblesville, IN)
- …teller line, ensuring efficient and accurate processing of transactions, maintaining compliance with banking regulations, and providing exceptional client ... Parkway - Noblesville, Indiana 46060 **Job Summary** Be a problem solver, trusted advisor , and partner to the people and businesses in our KeyBank communities. As… more
- NTT DATA North America (Boise, ID)
- …standards, communications with State Chief Information Security Officer (CISO), compliance with HIPAA, Health Information Technology for Economic and Clinical ... security controls such as identity management, encryption, network security, and compliance measures on AWS and/or Azure platforms. + Certified Information Security… more
- NTT America, Inc. (Plano, TX)
- …CIOs, CFOs, and other senior academic leaders. + Serve as a strategic advisor to institutional leaders, aligning solutions with their missions of student success, ... new opportunities by leveraging insights into education policy, accreditation, compliance , and digital learning trends. + Collaborate with marketing, communications,… more
- BMO Financial Group (Chicago, IL)
- …full compliance with Regulation E, AML and other relevant banking & association requirements. The successful candidate will oversee the day-to-day operational ... Investigative or compliance related experience is required. + Knowledge of banking products, services, processes, and organization is an asset. + Deep knowledge… more
- FirstBank PR (San Juan, PR)
- …Counsel - Legal Department Our Company At FirstBank PR, we strive to be a trusted advisor to our clients and our employees are the ones that ensure we deliver on our ... Legal Counsel provides strategic legal consultation to business units, ensures compliance with applicable laws and regulations, and notarizes documents as required.… more
- Allison Transmission (Indianapolis, IN)
- …and employee interests are represented through effective labor law and compliance strategies. + Resolution Process: Foster trust, navigate challenges, and address ... Draft, refine, and implement labor relations policies, ensuring fairness, legal compliance , and alignment with organizational HR strategy and business goals. +… more
- City National Bank (Los Angeles, CA)
- …and portfolio management, developing and implementing procedures, monitoring compliance , ensuring data integrity, resolution of complex documentation or ... loan documentation, and partners with PBB Loan Administration, Commercial Real Estate Banking , and Commercial Lending Operations. * Works with lenders and other bank… more