- SMBC (Jersey City, NJ)
- …competitive portfolio of benefits to its employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- KeyBank (Amherst, NY)
- …of the operational, technical, and functional structure of financial services organizations, banking systems , and risk programs. COMPENSATION AND BENEFITS This ... and compliance monitoring and testing across Key's lines of business , products, and functional activities. Individuals lead the design and execution of… more
- Kemper (Birmingham, AL)
- …+ Product and compliance requests **Position Qualifications:** + 5-7 years of business systems analyst experience required + Expert knowledge of Property & ... is adding to the team and seeking an experienced Business Systems Analyst to support the Kemper...personal information, such as your social security number or banking information, via text or email. Additionally, Kemper does… more
- American Express (Apex, NC)
- …+ Strategic Leadership: Develop and execute the enterprise technology & cybersecurity compliance change strategy, aligning with business objectives and evolving ... products, services, processes, and controls. + Countermeasures: Consult with business leadership and second line compliance to...first line of defense role. + Good command in banking regulations and compliance frameworks, including but… more
- American Express (Phoenix, AZ)
- …- First Line of Defense (1LOD) Compliance professional to lead compliance risk identification, management, and mitigation across business operations. This ... needs. **Key Responsibilities:** + Serve as the primary compliance partner within the business , ensuring adherence...law, or a related field. + Experience working with compliance technology tools and issue management systems .… more
- SMBC (Jersey City, NJ)
- …competitive portfolio of benefits to its employees. **Role Description** Sumitomo Mitsui Banking Corporation (SMBC) is seeking a dynamic Compliance Training Vice ... history, SMBC Group offers a diverse range of financial services, including banking , leasing, securities, credit cards, and consumer finance. The Group has more… more
- Banc of California (Santa Ana, CA)
- …(the "bank"). Banc of California is one of the nation's premier relationship-based business banks focused on providing banking and treasury management services ... the Company's Sarbanes-Oxley activities. Communicates and provides accurate reporting to SOX Compliance Program management and business units. + Supports SOX… more
- Guidehouse (New York, NY)
- …+ Identify, assess and mitigate risks associated within financial systems and core banking platforms + Work with business units and process owners to map ... + Strong understanding of software development lifecycles, infrastructure components, and core banking systems . + Experience with GRC tools (eg, Archer,… more
- Louisiana Department of State Civil Service (LA)
- …Qualifications MINIMUM QUALIFICATIONS Three years of experience in accounting, auditing, banking , compliance management, financial operations, or insurance; OR ... Compliance Examiner 1-4 Print (https://www.governmentjobs.com/careers/louisiana/jobs/newprint/4930974) Apply Compliance Examiner 1-4 Salary $3,345.00 -… more
- KeyBank (Amherst, NY)
- …of the operational, technical, and functional structure of financial services organizations, banking systems , and compliance programs obtained through prior ... direction to staff related to day-to-day responsibilities and engagement of line of business management and compliance partners in designing and executing … more