- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $200,000 USD TD is committed to ... implement trade surveillance logic to detect market manipulation and ensure regulatory compliance . + Build and maintain business intelligence dashboards. +… more
- CIBC (Chicago, IL)
- …have 5+ years' experience in regulatory compliance , risk management, or compliance audit/testing role with a large banking or financial services ... visit CIBC.com (https://www.cibc.com/en/about-cibc.html) **What You'll Be Doing** The Regulatory Compliance Management (RCM) Officer will assist in the implementation… more
- JPMorgan Chase (New York, NY)
- …Our history spans over 200 years and today we are a leader in investment banking , consumer and small business banking , commercial banking , financial ... + Build and sustain strong partnerships with internal stakeholders to align compliance guidance with business objectives. + Track emerging regulatory… more
- Guidehouse (Mclean, VA)
- …Identify, assess, and mitigate risks associated with financial systems and core banking platforms + Collaborate with business units and process owners to map ... and/or big bank compliance (first or second line of defense) + Banking regulations, compliance , and risk management requirements + Risk and controls current… more
- Scotiabank (Dallas, TX)
- … Banking and Markets (GBM) is a leading Canadian Capital Markets and Investment Banking business with a growing platform in the US and Latin America, ... part of an innovative, Global Capital Markets and Investment Banking business with a unique geographic footprint...role's key accountabilities and evidencing subject matter expertise in business strategy, finance, risk and compliance , and… more
- Byline Bank (Chicago, IL)
- …+ Provides compliance guidance and related services to the bank's business units to ensure coverage across all laws, rules and regulations applicable to ... include, but are not limited to, payments and fintech banking , personal and business deposits, treasury and...or changes to existing laws or regulations. + Supports business units in identifying compliance risks resulting… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $110,000 - $135,000 USD TD is committed to ... with attention to detail, data evaluation and the ability to comprehend complex compliance related markets and business issues. + Self-starter with ability and… more
- TD Bank (New York, NY)
- …: New York, New York, United States of America **Hours:** 40 **Line of Business :** Compliance **Pay Detail:** $150,000 - $185,000 USD TD is committed to ... into the overall Compliance Framework. Focus will be on providing real-time compliance advice to the business , with such advice tailored to resolving issues… more
- TD Bank (New York, NY)
- …environment, supported by an effective supervisory program for the Corporate and Investment Banking business . The successful candidate will have a hands-on role ... areas of expertise by product, region, and industry. The Business Management Team within Corporate & Investment Banking...partnerships with the groups that support Corporate and Investment Banking - including 1B, Compliance , Legal, Audit,… more
- Bank of America (New York, NY)
- …impact. Join us! **Job Description:** The Global Control Room (GCR) has a business -critical role to mitigate legal, compliance and reputational risk within the ... managing the flow of Material Non-Public Information between different areas within Global Banking , Global Markets & International business lines. GCR also plays… more